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MUTUAL FUNDS APR 05, 2011
American Century nabs ex-Fidelity big as new sales chief

Former Fidelity distribution head Peter Cieszko will join American Century in a new position heading up intermediary and institutional sales in North America

By Jessica Toonkel
Government may shut down, but the IRS goes on
REGULATION AND LEGISLATION APR 05, 2011
Government may shut down, but the IRS goes on

Taxpayers still need to file by April 18 — even if federal government's gone fishin'

By Mark Schoeff Jr.
RIAS APR 05, 2011
Public pension crisis has some bracing for worst

Legislative ambiguity about public pension funds, as well as their underfunded status, has financial advisers who work with public employees scrambling to plug holes in their retirement plans

By Darla Mercado
MUTUAL FUNDS APR 05, 2011
SEC enforcement to target fund industry

The mutual fund industry will be one of the targets of more-aggressive enforcement by the SEC, according to experts who spoke last week at an Investment Company Institute conference

By Mark Schoeff Jr.
What clients hear when advisers talk: Blah blah blah
RIAS APR 05, 2011
What clients hear when advisers talk: Blah blah blah

Investors say they want clearer explanations about strategies, losses; close to half do their own planning, survey shows

By Lavonne Kuykendall
WIREHOUSES APR 05, 2011
Branch managers, time to stop living in the past: Sarch

By Danny Sarch
INDUSTRY NEWS APR 05, 2011
Higher earnings are creating a dividend bonanza

Record earnings fueled by the highest profit margins since 1993 are giving executives more leeway than ever to boost dividends as the bull market enters its third year

By Bloomberg
BlackRock to take wraps off wraps for retail advisers
ETFS APR 05, 2011
BlackRock to take wraps off wraps for retail advisers

Asset manager set to launch customized programs for broker-dealers

By Bloomberg
J.P. Morgan picks up a Pimco big – again
INDUSTRY NEWS APR 04, 2011
J.P. Morgan picks up a Pimco big – again

J.P. Morgan Asset Management has tapped its <a href= http://www.investmentnews.com/article/20110404/FREE/110409984 second Pimco exec</a> this month to help expand distribution.

By Jessica Toonkel
PRACTICE MANAGEMENT APR 04, 2011
&lt;font color=red&gt;INTV:&lt;/font&gt; Quick tips for advisers (still) tackling the ADV-2

Thousands of financial advisers are running late in meeting the SEC's March 31st deadline for submitting their ADV 2 forms, a post-Madoff rule requiring plain English disclosure of their business. Need some quick tips? <i>InvestmentNews'</i> Liz Skinner and others weigh in.

By Mark Bruno
RIAS APR 04, 2011
CFP Board taps Merrill Lynch exec to run biz development

Aiming to extend its outreach to large financial services firms, the CFP Board has hired Joseph V. Maugeri as its director of business development.

By Darla Mercado
Sallie Krawcheck: Bring on the indies
RIAS APR 04, 2011
Sallie Krawcheck: Bring on the indies

The BofA-Merrill boss sounds set to take on recruiters, the threat of the rising RIA model, and anyone else who steps in her path

By Mark Bruno
REGULATION AND LEGISLATION APR 04, 2011
Wealthy could get slammed by proposed tax changes

With the Bush tax cuts extended for another two years, wealthy Americans can expect their tax liabilities to remain the same, right?

By Andrew Osterland
RIAS APR 04, 2011
BofA slaps 'garden leave' restrictions on advisers

Has Bank of America Corp. upped the ante in the battle between the wirehouses and the independent advisory firms gunning for their top producers?

By Andrew Osterland
INDUSTRY NEWS APR 04, 2011
Vanguard ousts AllianceBernstein as subadviser of U.S. Growth

Firm hires Delaware Investment and Wellington Management to manage one-third of $3.7B fund, joining William Blair

By Jessica Toonkel
You having a laugh, mate? U.K. proposes $225 a week flat-rate state pension
RIAS APR 03, 2011
You having a laugh, mate? U.K. proposes $225 a week flat-rate state pension

The U.K. government proposed replacing its current means-tested state pension with a flat-rate payment of about 140 pounds ($225) a week, with the goal of increasing incentives for people to save for their old age.

By Doug Cubberley
RIAS APR 03, 2011
Some states give a break on the deadline for filing ADVs

Although many federally registered advisers were scrambling last week to meet the March 31 filing date for the new ADV Part 2 forms, state-registered advisers in several states, including Michigan, Pennsylvania and Texas, were enjoying a bit of a reprieve

By Dan Jamieson
RETIREMENT PLANNING APR 03, 2011
DOL expected to issue retirement distribution guidance soon

The Labor Department is expected to release distribution guidance aimed at plan participants as they exit defined-contribution plans, according to a well-known employee benefits attorney

By Darla Mercado
RIAS APR 03, 2011
CFPB should not be undermined

Republican lawmakers should stand down in their efforts to delay and obstruct the shaping of the Consumer Financial Protection Bureau, which if properly implemented will go down in history as the most significant and innovative change to come out of the Dodd-Frank financial reform law

By MFXFeeder
OPINION APR 03, 2011
Marketing yourself as a fiduciary

The fiduciary standard is all about serving the best interests of investors

By Blaine F. Aikin