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INDUSTRY NEWS MAY 03, 2015
Separately managed accounts ranked by first-quarter returns

The latest SMA rankings broken down by sector

By InvestmentNews Data
Rethink retirement, says director of U.S. aging institute
RETIREMENT PLANNING MAY 03, 2015
Rethink retirement, says director of U.S. aging institute

Research shows more working years may be just what the doctor ordered

By Liz Skinner
RETIREMENT PLANNING MAY 03, 2015
Advisers ramp up efforts to create tax-conscious retirement withdrawal strategies

Advisers ramp up efforts to create tax-conscious retirement income withdrawal strategies with an aim to extend the life of clients' nest eggs.

By Darla Mercado
OPINION MAY 03, 2015
Fund managers need to flex voting muscles to force boards to appoint more women

A compelling body of research suggests that where women have greater representation on boards, companies simply perform better.

By Joe Keefe
PRACTICE MANAGEMENT MAY 01, 2015
Finra board candidate wants to keep organization from 'antagonizing' members

A candidate for Finra's board of governors has launched what he calls a “dissident campaign,” asserting he will try to prevent the regulator from “antagonizing” members, especially independent broker-dealers.

By Mark Schoeff Jr.
PRACTICE MANAGEMENT MAY 01, 2015
Vanguard money markets still a buck, but with potential for gates, fees

Largest mutual fund company announces its response to reforms intended to prevent a run.

By Trevor Hunnicutt
Brokers back regulator's tough stance on suitability
REGULATION AND LEGISLATION MAY 01, 2015
Brokers back regulator's tough stance on suitability

Brokers have endorsed a move by Finra to toughen sanctions for violations of the suitability rule even as they acknowledged the standard leaves room for interpretation.

By Mark Schoeff Jr.
Wirehouse advisers pile into euro-stock ETFs
EQUITIES MAY 01, 2015
Wirehouse advisers pile into euro-stock ETFs

Currency-hedging ETF strategies are a no-brainer: Merrill Lynch portfolio manager

By Trevor Hunnicutt
Warren Buffett's financial results start to raise red flags
EQUITIES MAY 01, 2015
Warren Buffett's financial results start to raise red flags

<i>Breakfast with Benjamin</i>: Warren Buffett rejects analysts' criticism of Berkshire Hathaway's financials. Plus: Family Dollar's lesson in luck, small-cap stocks at odds with jobs data, and Alan Greenspan on Greece exiting the euro.

By Jeff Benjamin
PRACTICE MANAGEMENT MAY 01, 2015
SIFMA says Sony hack is cautionary tale for CARDS

The recent cyberattack on Sony Pictures Entertainment holds lessons for Finra's pending data-collection proposal, SIFMA executive argues.

By Mark Schoeff Jr.
ALTERNATIVES APR 30, 2015
Nontraded REIT sponsors changing compensation for advisers

New share class dubbed a &#8220;T share&#8221; cuts upfront commission brokers are paid but creates an annual trailing commission.

By Bruce Kelly
BROKER DEALERS APR 30, 2015
The independent broker-dealers with the most female advisers

The business is male-dominated, but some independent broker-dealers have come close to having 30% of producing female reps on staff. Here's a break down of the gender divide.

By Ellie Zhu
New York Life raises the living benefit stakes — on a fixed annuity
LIFE INSURANCE AND ANNUITIES APR 30, 2015
New York Life raises the living benefit stakes — on a fixed annuity

Can the new product compete against its variable and indexed annuity cousins?

By Darla Mercado
Password managers are a powerful tool in the fight to fend off cyber crooks
RIAS APR 30, 2015
Password managers are a powerful tool in the fight to fend off cyber crooks

Breaking down how password managers actually work, plus details on three good options for advisers to consider

By Blane Warrene
PRACTICE MANAGEMENT APR 30, 2015
Ketchum on hot seat over controversial CARDS proposal

Ketchum dodges criticism over the regulator's data collection program, says 'it's still very early in the game.' <i>(Also: <a href="//www.investmentnews.com/section/video?playerType=INTV&amp;bctid=3884369463001&amp;date=20141110&quot;" target="&quot;_blank&quot;" rel="noopener noreferrer">Incoming SIFMA chair worries about CARDS' cost, security</a>.)</i>

By Mark Schoeff Jr.
FINTECH APR 29, 2015
Finra CARDS data breach risk is real

Potential security risk concerns over Finra's highly-debated data collection proposal are not unfounded, experts say. <i>(See also: <a href=&quot;http://www.investmentnews.com/article/20150504/BLOG07/150509984/finras-longtime-critics-become-its-supporters-and-vice-versa&quot; target=&quot;_blank&quot;>Finra's backers are now its critics</a>)</i>

By Alessandra Malito
The housing market steps up to provide a needed economic boost
EQUITIES APR 29, 2015
The housing market steps up to provide a needed economic boost

<i>Breakfast with Benjamin</i>: The solid housing market stands in contrast to the dismal first quarter GDP numbers.

By Jeff Benjamin
The independent broker-dealers with the biggest revenue and asset gains in 2014
BROKER DEALERS APR 29, 2015
The independent broker-dealers with the biggest revenue and asset gains in 2014

These firms boosted their businesses significantly between 2013 and 2014

By Ellie Zhu
Sofia Vergara lawsuit teaches planning lesson for couples using IVF
RETIREMENT PLANNING APR 29, 2015
Sofia Vergara lawsuit teaches planning lesson for couples using IVF

Here's the key: Thinking through what happens in the event of a divorce, death or breakup.

By Andy and Danielle Mayoras, Guest Columnists
Parent PLUS loans and student loan cosigning: Just say no
RETIREMENT PLANNING APR 29, 2015
Parent PLUS loans and student loan cosigning: Just say no

Snares abound for parents who are eager to take on additional debt in the name of sending their children to their dream school.

By Darla Mercado