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RIAS MAY 08, 2014
E*Trade alumni launch their next big thing

Stock-trading site Kapitall woos investment-shy millennials with its online 'playground.'

By Aaron Elstein
INDUSTRY NEWS MAY 08, 2014
What, me worry?

For anyone with money in the market, worrying is just a way of life. Here are money manager Scott Colyer's four potential “black swans.” Could any of them derail 2014 as another good or great year for financial assets?

By Scott Colyer
RIAS MAY 08, 2014
Rise of the machines

Will the rise of online advice platforms make traditional advisers extinct? Advisers face the challenge of defining their usefulness as technology continues to advance.

By Liz Skinner
RIAS MAY 07, 2014
F-Squared pays $35 million to settle claims it misled investors

SEC says company overstated performance of its flagship ETF over a seven-year period, and it charged the former CEO for making false and misleading statements.

By Trevor Hunnicutt
EQUITIES MAY 07, 2014
Junk-bond investors are jumping ship

<i>Breakfast with Benjamin:</i> What's up with junk bond investors? Plus: Four sorry years of Dodd-Frank, ignore the Fed's warnings at your own risk, mathematical excuses for sluggish wage growth, and it's not too late for a mid-year portfolio checkup.

By Jeff Benjamin
PRACTICE MANAGEMENT MAY 07, 2014
Don't let Gen Xers push you around

Their fear of being &quot;taken&quot; makes them prone to trying to usurp your job as the professional

By Cam Marston
RETIREMENT PLANNING MAY 07, 2014
The ultimate revenge: Social Security benefits for divorced spouses

By lkonish
RETIREMENT PLANNING MAY 07, 2014
Checkout lines are about to get a lot longer

Credit card companies plan a badly needed upgrade, but one report predicts chaos as companies put security chips in 1.2 billion credit and debit cards and upgrade readers at the country's 8 million sales counters.

By Ben Steverman
INDUSTRY NEWS MAY 07, 2014
One of investors' biggest mistakes: paying attention

Behavioral economics shows that the more attention you pay, the more likely you are to make decisions that are driven by emotion.

By Mike West
EQUITIES MAY 07, 2014
Weak earnings and the dark cloud of Ukraine continue to weigh on European markets

Plus: Alibaba IPO is on track to break records, what U.S. investors will really get when buying Alibaba shares, Goldman offers a leg up to Steven Cohen, and MSNBC apologizes for poor taste on Cinco de Mayo

By Jeff Benjamin
RETIREMENT PLANNING MAY 06, 2014
A case for private equity in DC plans

By addressing four major challenges, advisers can help plan clients gain access to higher returns.

By Michael Riak
RETIREMENT PLANNING MAY 06, 2014
Want to cut your retirement income? Make this short-sighted move

Premature withdrawals from retirement accounts have become America's new piggy bank, cracked open in record amounts during lean times by people such as Cindy Cromie, who needed the money to rent a U-Haul and start a new life.

By Matt Ackermann
EQUITIES MAY 06, 2014
Obama unleashes secret economic weapon on Russia

On today's <i>Breakfast with Benjamin</i> menu, the latest step the Obama administration is taking to push back against Russia, plus just how much support the Clintons have among Dow Jones Index companies, and much more.

By Jeff Benjamin
WIREHOUSES MAY 06, 2014
Hell, no! He can't go! San Francisco advisers stage mutiny to save popular UBS branch manager

Caving to pressure, UBS executives reinstated a popular manager after advisers talked of resigning. Mason Braswell has the story.

By Mason Braswell
BROKER DEALERS MAY 06, 2014
Finra sees uptick in arbitration cases filed in first quarter

The number of arbitration cases brought before Finra was up 10% in the first quarter over a year ago and the proportion of cases resulting in damages being awarded was also up. At least one factor has emerged as the main culprit.

By Mark Schoeff Jr.
EMERGING MARKETS MAY 06, 2014
Advisers' business booming, but dark clouds looming

Firms lagging in long-term planning, standing out from the crowd and connecting with young investors.

By CODONNELL
RIAS MAY 06, 2014
Breakaway consultant eyes new wirehouse targets

Sanctuary's Jeff Spears says independents need to become more sophisticated to attract top teams.

By Trevor Hunnicutt
REGULATION AND LEGISLATION MAY 06, 2014
Florida advisers sue CFP Board

Husband and wife balk over a disciplinary case the board raised for using the term &#8220;fee-only&#8221; to describe their compensation.

By DJAMIESON
EQUITIES MAY 05, 2014
Time for advisers to get smarter about smart beta strategies

Putting market-cap indexes in perspective.

By Jeff Benjamin
INDUSTRY NEWS MAY 05, 2014
Buffett wants to forgive and forget Bank of America blunder

Warren E. Buffett, who invested $5 billion in Bank of America Corp., said he's confident the lender will overcome an accounting mistake that forced the firm to suspend an increased payout to shareholders.

By Matt Ackermann