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INDUSTRY NEWS FEB 11, 2014
Hedge funds raise gold wagers as Chinese demand increases

Hedge funds raised bullish gold wagers to the highest in eight weeks as signs of stronger Chinese demand drove prices to the longest rally since August. Goldman Sachs analysts say the gains will be short-lived.

By Matt Ackermann
RIAS FEB 11, 2014
The 3 most important topics advisers will discuss with clients in 2014

Interest, re-balancing and diversification will top the list of agenda topics for most discussions with clients, advisers say.

By Liz Skinner
INDUSTRY NEWS FEB 11, 2014
Alive! Former adviser disappeared after allegedly ripping clients off captured

Aubrey Lee Price went missing in June 2012 after revealing private-placement losses in a cryptic letter. He has been found alive. Trevor Hunnicutt reports.

By Trevor Hunnicutt
MUTUAL FUNDS FEB 11, 2014
Carlyle Group joins hedgies' rush into liquid alt mutual funds

Will launch two '40 Act funds to lure financial adviser business

By Jason Kephart
INDUSTRY NEWS FEB 10, 2014
Going from 'good' to 'great'

The premiere of <i>Practice Makeover</i> introduces Trent Bradshaw of Bradshaw Financial Planning (pictured), who faces numerous challenges managing his advisory practice. Watch as he works to turn his practice around.

By Andrew Leigh
ALTERNATIVES FEB 10, 2014
Finra seeks greater transparency in nontraded REIT statements

Proposed rule would require brokers to factor in fees and commissions when listing share prices on client account statements; if approved by the SEC, rule change would do away with the $10-a-share listing price.

By Bruce Kelly
FINTECH FEB 10, 2014
AssetMark adds Finance Logix financial planning software

Goal-planning tool to integrate with AssetMark's investment platform.

By Joyce Hanson
RETIREMENT PLANNING FEB 10, 2014
Delayed retirement credits accrue, but are not compounded

Future cost-of-living adjustments applied to larger base benefit

By Mary Beth Franklin
FIXED INCOME FEB 10, 2014
Gross: Focus on shorter maturities as inflation trumps jobs

Pimco's Bill Gross is recommending investors focus on shorter-duration debt. Why? More important than the upcoming jobs report, the slow pace of inflation indicates the Fed will keep its benchmark interest rate at or close to zero.

By Matt Ackermann
Online platforms a growing threat to traditional advisers
BROKER DEALERS FEB 10, 2014
Online platforms a growing threat to traditional advisers

Two reports show growing popularity of web-based personal finance startups and discount brokerage platforms in wake of 2008 crisis.

By Joyce Hanson
RIAS FEB 10, 2014
Discount brokers no longer trading at a discount

Shares of discount brokers are no longer trading on the cheap, with their stock prices rising nearly 40% this year. The question: Is this an upbeat sign for equities or a lagging indicator? | <a href=&quot;http://www.investmentnews.com/gallery/20130509/FREE/509009998/PH&amp;Params=Itemnr=12&quot;>How Schwab rates with customers</a>

By John Goff
INDUSTRY NEWS FEB 09, 2014
Tool to evaluate rate of return vs. benchmark to be unveiled

By Andrew Leigh
INDUSTRY NEWS FEB 09, 2014
Finra board set to reconsider BrokerCheck website link

By Andrew Leigh
OPINION FEB 09, 2014
Regulators' uphill battle for illiquid investment transparency

Shedding light on illiquid investments should be a priority for the investment advice industry, but confusing disclosures and related-party transactions will pose unique challenges.

By Andrew Leigh
RETIREMENT PLANNING FEB 09, 2014
Brokers' job to explain nontraded REITs

By MFXFeeder
BROKER DEALERS FEB 08, 2014
Stifel flying lazy circles over B-D stragglers

Industry's pain is company's gain; 24 acquisitions since 1997

By John Goff
BROKER DEALERS FEB 08, 2014
Defunct WJB Capital and two execs hid company's financial distress for years, Finra says

WJB Capital Group Inc. and two of its top executives settled allegations that it masked the firm's financial difficulties and traded securities without sufficient capital during the two years before it shuttered its doors in January.

By Liz Skinner
'Painful decision' as WJB shutters B-D operation
INDUSTRY NEWS FEB 08, 2014
'Painful decision' as WJB shutters B-D operation

Wall Street outfit closes institutional brokerage; lawsuit against CEO immediately filed by investor

By John Goff
INDUSTRY NEWS FEB 07, 2014
Why 2013 mutual fund flow trends should continue

Investors shouldn't make too much of positive bond inflows in January, an analyst warns

By Kristen Hendrickson
INDUSTRY NEWS FEB 07, 2014
Blame it on the weather?

The January jobs report was quite a disappointment, plus other must-reads from wealth manager and CNBC commentator Josh Brown

By Joshua Brown