Regulator says firm misrepresented parts of a CDO deal, making disclosures false.
First half of 20th century saw flood of ground-breaking work; not so much lately
Portfolio manager who helped feds must pay $390K, will do no prison time.
SAC Capital Advisors' landmark $1.8 billion settlement of a U.S. government insider-trading probe stretching back to 2007 was approved by a federal judge, bringing to an end the hedge fund's role as a money manager and capping a decade of insider-trading cases.
Federal regulator wants consumers to become better informed on fees
MSRB wants to learn more to help consumers become more informed.
Investors shouldn't move funds based solely on the word 'free'
Equities usually react favorably when the central bank tightens, according to new research
Bond mutual funds in the U.S. posted record investor redemptions of $80 billion in 2013 as investors anticipated rising interest rates
ETFs and mutual funds take in most cash since 2000 as S&P 500 surges
From ignoring social media to being unable to delegate, here are traps advisers need to avoid in 2014 if they want any chance to thrive
Exchange-traded and mutual funds investing in stocks took in about $162 billion this year, the most since 2000, as the S&P 500 surged 29%.
The demise of a noted research organization makes the job a bit harder.
Investors placing bets on whether central bank will boost tapering.
A top investment strategist seeks to answer questions on inflation, deflation, valuation and portfolio building.
Ease the bite of new tax rules with these strategies
2014 could be a good year for mortgage REITs and here's why. Plus: Which housing markets are vulnerable to rising rates, gold-mining stocks for the truest gold bugs, an ETF end zone dance, social media apps took over in 2013, and more proof of Obamacare bumbling.
Professional financial advisers also divided on what advice to give as the metal flashes bullish and bearish signals
High-net-worth investors increase appetite for risk, poll shows.
