Reaction to documentary split along party lines -- rep or fiduciary.
Penn Treaty's last financial statement filed in 2008; policyholders in limbo
A new Frontline documentary savages reps — and the actively managed funds they hawk — for purportedly putting retirement savers at risk.
Jeffrey Gundlach is known as one of the best bond fund managers on the planet, but he also has a remarkable knack for predicting where markets are headed. His latest:he sees the world going to hell in a handbasket.
Insurer close to being spun off in an initial public offering; business to remain the same.
Deal makes Chicago firm tops among turnkey asset management shops.
DoubleLine CEO Jeffrey Gundlach may be the best market prognosticator in decades, writes Jason Kephart.
New research shows that investment advisers are just as dependent on commissions as wirehouse reps are. Why is this?
Investor alert raises red flag about custody of assets
Company provides financial planning, investment advice and lifestyle services, including bill payment, to athletes and entertainers
Dually registered advisers will be one of the SEC's exam priorities for 2013. Oh yes, the commission also plans to focus on payments advisers make to companies that distribute mutual funds.
The average revenue per adviser was a record $1,001,000
UBS' wealth management unit in the Americas turned in a stellar performance in the fourth quarter. The same cannot be said for the rest of the bank's operations.
National firms were on the prowl for RIAs last year. While fewer deals closed, the level of assets changing hands rose sharply.
Some advisers aren't worried about Web-based services. They should be.
Drop-off in companies making contributions to retirement plans; trend not 'abating anytime soon'
There's no exception for the gray area of legally separated couples.
Investors would get one of the highest yields in the tech industry
