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RETIREMENT PLANNING JAN 20, 2013
All's not well as Wells throws in towel on REIT offerings

By Bruce Kelly
RETIREMENT PLANNING JAN 20, 2013
Thompson grounded

By MFXFeeder
MUTUAL FUNDS JAN 20, 2013
McNabb to FSOC: Forget funds

By AOSTERLAND
RETIREMENT PLANNING JAN 20, 2013
How self-employment made my season bright

By Mary Beth Franklin
Figuring out Social Security spousal benefit requires some ciphering
RETIREMENT PLANNING JAN 20, 2013
Figuring out Social Security spousal benefit requires some ciphering

Sometimes it's a lot more complicated than just dividing by 2

By Mary Beth Franklin
LIFE INSURANCE AND ANNUITIES JAN 18, 2013
Residents in these three states worst at money matters

Finra survey reveals drop in national financial literacy; 'something wrong with this picture.'

By Mark Schoeff Jr.
RIAS JAN 18, 2013
Regulators to crack down on phony AUM

Facing oversight and image issues, some advisers are stretching the truth about the amount of assets they manage. Regulators are not amused.

By DJAMIESON
Strong quarter at Wells Fargo fails to impress
RIAS JAN 18, 2013
Strong quarter at Wells Fargo fails to impress

By AOSTERLAND
Private-placement debate now public — and very ugly — feud
REGULATION AND LEGISLATION JAN 18, 2013
Private-placement debate now public — and very ugly — feud

Fur still flying over SEC's delay in allow advertising for Reg D offerings and the like

By DJAMIESON
RETIREMENT PLANNING JAN 17, 2013
Float hopes? Another investor sues Fidelity over use of temporary funds

Another plan participant has filed suit against Fidelity, claiming the company misused float income generated off of some $46B held in 401(k) accounts.

By Darla Mercado
Fidelity annuities vet jumps to Bank of America
RETIREMENT PLANNING JAN 17, 2013
Fidelity annuities vet jumps to Bank of America

Jeff Cimini takes on new role as head of personal retirement

By Darla Mercado
Self-employment a halfway house for retirement
RETIREMENT PLANNING JAN 17, 2013
Self-employment a halfway house for retirement

Home-based work makes for a good transistion for clients looking to ease into their golden years

By Mary Beth Franklin
Will Khuzami be the next SEC chief?
REGULATION AND LEGISLATION JAN 17, 2013
Will Khuzami be the next SEC chief?

Expected exit of enforcement chief raises questions about who will be the regulator's longterm boss

By Mark Schoeff Jr.
BofA cross-sell seen in new Merrill bonus plan
WIREHOUSES JAN 17, 2013
BofA cross-sell seen in new Merrill bonus plan

Initiates new awards program that could shrink bonuses.

By AOSTERLAND
Walter home alone at SEC
REGULATION AND LEGISLATION JAN 17, 2013
Walter home alone at SEC

Agency inertia may help overcome division leadership turnover

By Mark Schoeff Jr.
Keen to promote growth, Morgan Stanley puts a lid on its grid
WIREHOUSES JAN 17, 2013
Keen to promote growth, Morgan Stanley puts a lid on its grid

In a bid to drum up new business, Morgan Stanley will keep its basic cash grid the same in 2013 -- and roll out a growth award program.

By AOSTERLAND
REGULATION AND LEGISLATION JAN 17, 2013
Dwyer on SEC shuffle: Krawcheck, please

The SEC needs a high-profile, forceful boss -- not a caretaker

By Paula Dwyer
RETIREMENT PLANNING JAN 17, 2013
No surrender: Advisers have 'obligation' to talk life settlements with clients

A policy buyer says such transactions make plenty of sense for certain groups of people

By Liz Skinner
VA buyback offers raising hackles in B-D Land
RETIREMENT PLANNING JAN 17, 2013
VA buyback offers raising hackles in B-D Land

Recent VA buyback offers by insurers are getting a frosty reception from B-Ds. Here's why.

By Darla Mercado
INDUSTRY NEWS JAN 17, 2013
There's gold in them thar fields

Some investors are no longer content to buy shares in gold ETFs. Instead, they're purchasing gold coins and ingots and burying the metal in the ground.

By AOSTERLAND