Deciding whether to affiliate directly with a broker-dealer or join an existing OSJ involves evaluating factors in your own business, including finances, culture and contractual relationships
SEC scheduled to meet this week with advocates including Bogle
Fund manager: Dollar-cost averaging is good way to play uncertain markets
Signing declaration supporting universal standard of care
Even though their savings are depleted, many clients still think they can have a comfortable retirement -- as long as they work a few years longer. They might want to rethink that plan.
Campaigning on lowering tax man's bite without offering specifics; 'taking their lives into their hands'
Investors set to coin it off latest gold rush
Exchange-traded gold hoard now larger than France's national reserves
With the right elections, married couples can dramatically up their payouts
Regulator claims "Buckets of Money" strategy not backtested
Finra claims a consultant's employees took tests to help prep clients on what would be asked in later exams.
Bill Maher leads UHNWI in contributions as measured by percentage of net worth
