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RIAS JUN 20, 2012
Top RIA Q&A: Alex Murguia

By Paul Menchaca
RIAS JUN 20, 2012
RIAs on markets, management

By DJAMIESON
How the main players are faring in the battle over an SRO
REGULATION AND LEGISLATION JUN 20, 2012
How the main players are faring in the battle over an SRO

Opponents of Bachus bill claim they're gaining momentum; the Congressman is not backing down, though

By Mark Schoeff Jr.
Where to go when volatility's got you down
EQUITIES JUN 20, 2012
Where to go when volatility's got you down

Prepping for the coming roller coaster ride by looking abroad

By DJAMIESON
As Warren Buffett goes, so goes GM
INDUSTRY NEWS JUN 20, 2012
As Warren Buffett goes, so goes GM

Berkshire's investment in automaker an immediate boost to share price; market signal 'unprecedented'

By John Goff
Buffett's latest acquisition a gutsy bet
INDUSTRY NEWS JUN 20, 2012
Buffett's latest acquisition a gutsy bet

Berkshire sub to buy Dutch company that makes chicken eviscerators

By John Goff
RIAS JUN 20, 2012
RIAs registered with multiple states get more time for help

By DJAMIESON
RIAS JUN 20, 2012
Kenneth Starr pleads guilty, faces up to 12½ years in jail

Kenneth Starr, the Ponzi scam artist whose clients included top Hollywood celebrities, pleaded guilty today in Manhattan federal court to one count each of wire fraud, money laundering and investment adviser fraud.

By Bloomberg
Retirement plan providers band together to stop DB proposal in California
RETIREMENT PLANNING JUN 19, 2012
Retirement plan providers band together to stop DB proposal in California

Measure would create public pension for private workers; industry groups cite potential underfunded liabilities

By DJAMIESON
EMERGING MARKETS JUN 19, 2012
JP Morgan: Dodging the Greek bullet

By David Kelly
For advisers, client donations are the gift that keeps on giving
INDUSTRY NEWS JUN 19, 2012
For advisers, client donations are the gift that keeps on giving

Can bring in more assets to a firm; but survey reveals IAs mostly unaware of charitable contributions

By Emily Yang
Fed puts a number on financial crisis toll — and it's a jaw-dropper
INDUSTRY NEWS JUN 19, 2012
Fed puts a number on financial crisis toll — and it's a jaw-dropper

We all knew the financial crisis was bad. We didn't know it was this bad, however. According to the Federal Reserve, the slump obliterated nearly 40% of the net wealth of U.S. households — wiping out 18 years of gains.

By John Goff
GM pension deal heaps 'significant risk concentration' on Pru: Moody's
RETIREMENT PLANNING JUN 19, 2012
GM pension deal heaps 'significant risk concentration' on Pru: Moody's

Insurer faces asset liability management and longevity risks tied to pension obligations; 'credit negative'

By Darla Mercado
GM follows in Ford's tracks, offers lump sum to retirees
RETIREMENT PLANNING JUN 19, 2012
GM follows in Ford's tracks, offers lump sum to retirees

Automaker also shifting balance of pension plan to Prudential

By Mary Beth Franklin
DOJ, FBI commence criminal probe of JPMorgan's $2B gaffe: Report
REGULATION AND LEGISLATION JUN 19, 2012
DOJ, FBI commence criminal probe of JPMorgan's $2B gaffe: Report

SEC, CFTC also said to be investigating bank's big blunder

By John Goff
MUTUAL FUNDS JUN 19, 2012
Dems join opposition to fund reform

By Mark Schoeff Jr.
Wealthy already lining up ways to skirt Buffett rule
REGULATION AND LEGISLATION JUN 19, 2012
Wealthy already lining up ways to skirt Buffett rule

Investment, tax strategies devised to minimize the bite; 'full employment law for taxpayers'

By John Goff
INDUSTRY NEWS JUN 19, 2012
Kony video offers lesson in donor due diligence

By Liz Skinner
BofA sharpens Merrill Edge, adds managed accounts
WIREHOUSES JUN 19, 2012
BofA sharpens Merrill Edge, adds managed accounts

Bank of America sharpens Merrill Edge by adding 10 actively managed portfolios

By Andrew Osterland
More cuts at Bank of America — including wealth management
INDUSTRY NEWS JUN 19, 2012
More cuts at Bank of America — including wealth management

Moynihan tells employees additional cost savings needed; 'got to do more'

By John Goff