At regulator's conference, Herstein criticizes move to take oversight away from states; 'sovereign obligation'
Wells Fargo B-D aims to reward reps who bring in new business; no longer 'recruit or die'
Suit charges regulators with conspiring to put his firm, North American Clearing, out of business
Lousy investment performance apparently drove four clients of a financial adviser in Speyer, Germany, to kidnap the adviser and torture him for four days last week, according to published reports.
