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INDUSTRY NEWS MAY 13, 2012
Americans plan to work during traditional retirement years

By Muneeza Iqbal
RIAS MAY 13, 2012
Advisers disagree with Kitces' take

By Janowski Davis
REGULATION AND LEGISLATION MAY 13, 2012
Advisers are urged to fight against SRO proposal

By Lavonne Kuykendall
INDUSTRY NEWS MAY 13, 2012
Star adviser parts ways with DeWaay, joins LPL

By Bruce Kelly
INDUSTRY NEWS MAY 13, 2012
Investors find financial products confusing: Survey

By Liz Skinner
PRACTICE MANAGEMENT MAY 13, 2012
Tuttle's successor at FPA will face challenges

By DJAMIESON
INDUSTRY NEWS MAY 13, 2012
Schapiro stands defiant on money market reform

By JKEPHART
FINTECH MAY 13, 2012
Personal Capital launches iPhone app

By Janowski Davis
BROKER DEALERS MAY 11, 2012
LPL on a recruiting roll - but the price is rising

By Bruce Kelly
In a sea of trouble, Schapiro endures political slings, arrows
REGULATION AND LEGISLATION MAY 11, 2012
In a sea of trouble, Schapiro endures political slings, arrows

Former SEC Chair Levitt calls her 'bedeviled'; Congressman defends Capitol Hill's constant questioning

By Mark Schoeff Jr.
WIREHOUSES MAY 11, 2012
Cohan: Forget Macau, Wall Street's where the biggest casinos are

By John Goff
INDUSTRY NEWS MAY 11, 2012
MSSB: Muni bond rally has run its course

By Paul Menchaca
J.P. Morgan places massive bet on mortgages
INDUSTRY NEWS MAY 11, 2012
J.P. Morgan places massive bet on mortgages

Bank plunking down on securities tied to home loans outside the U.S.; a little more yield

By John Goff
Finra challenges Schwab effort to stem class action claims
REGULATION AND LEGISLATION MAY 11, 2012
Finra challenges Schwab effort to stem class action claims

Finra claims that The Charles Schwab Corp. is violating rules by including in arbitration agreements a provision requiring investors to waive their rights to bring or participate in class actions against the firm.

By Bloomberg
BROKER DEALERS MAY 11, 2012
Wirehouses luring talent at indie B-Ds

Desperate to reel in star brokers, the wirehouses are fishing more than ever in the unlikely and foreign waters of independent-contractor broker-dealers to hook their top representatives

By Bruce Kelly
So exactly why did Jamie Dimon call out Ben Bernanke?
REGULATION AND LEGISLATION MAY 11, 2012
So exactly why did Jamie Dimon call out Ben Bernanke?

JPMorgan boss' questioning of Fed policy raised eyebrows

By John Goff
RJ boss on MK deal: Right fit, right time
BROKER DEALERS MAY 10, 2012
RJ boss on MK deal: Right fit, right time

Reilly says he preferred internal growth but was swayed by similarity in culture between two firms

By Lavonne Kuykendall
Windfall or downfall? Clients often lost with found money
RETIREMENT PLANNING MAY 10, 2012
Windfall or downfall? Clients often lost with found money

Unexpected big check can throw people's bearings off; 'shock and denial'

By AOSTERLAND
MUTUAL FUNDS MAY 10, 2012
Stage set for rally in municipal bonds

By JKEPHART
Advisers short-sighted about long-term care
RETIREMENT PLANNING MAY 10, 2012
Advisers short-sighted about long-term care

Don't see the ripple effect on other retirement assets, says Harley Gordon; often don't even know how to raise the subject

By Darla Mercado