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ETFS MAR 08, 2011
B-Ds slow to stuff wraps with ETFs

Mutual funds still dominate retail fund assets in broker-dealer wrap programs

By Jessica Toonkel
Silver now 'like gold on steroids'
INDUSTRY NEWS MAR 08, 2011
Silver now 'like gold on steroids'

Silver futures hit a 40-year high on Wednesday as investors worried about the yawning U.S. debt. Over the past year, the price of the precious metal has more than doubled. And there's more where that came from.

By John Goff
Birinyi: Buy now before correction has correction
INDUSTRY NEWS MAR 08, 2011
Birinyi: Buy now before correction has correction

Birinyi Associates says the recent fall in S&P 500 will bottom out by the end of March. The firm's advice? Pounce.

By John Goff
No end in sight to biggest stock rally since '55: Birinyi
INDUSTRY NEWS MAR 08, 2011
No end in sight to biggest stock rally since '55: Birinyi

Investment guru Laszlo Birinyi sees a 'long and durable bull market' ahead. Meanwhile, bears are suddenly sounding sheepish

By John Goff
INDUSTRY NEWS MAR 08, 2011
ASPPA announces winner of adviser leadership award

By Darla Mercado
MSSB laying off 300 advisers
INDUSTRY NEWS MAR 08, 2011
MSSB laying off 300 advisers

In a bid to prune low-producers from its ranks, Morgan Stanley Smith Barney is laying off up to 300 advisers in the first quarter of the year.

By Andrew Osterland
Wells Fargo on the prowl for wealth management buys
RIAS MAR 07, 2011
Wells Fargo on the prowl for wealth management buys

Wells Fargo & Co. may expand by taking over non-bank companies, including wealth-management or insurance businesses, chief executive officer John Stumpf said.

By Mark Bruno
INDUSTRY NEWS MAR 07, 2011
Morgan Stanley brokerage to drop 'Smith Barney' name?

According to a <a href=http://online.wsj.com/article/BT-CO-20110307-711582.html>report this afternoon from Dow Jones, executives at Morgan Stanley are weighing a name change at the industry's largest retail brokerage operation.

By Mark Bruno
Oil at $200 a barrel by May? Options traders raising their bets
INDUSTRY NEWS MAR 07, 2011
Oil at $200 a barrel by May? Options traders raising their bets

By John Goff
Libya turmoil 'stagflationary': Pimco's El-Erian
INDUSTRY NEWS MAR 07, 2011
Libya turmoil 'stagflationary': Pimco's El-Erian

The spread of political turmoil to Libya will add &#8220;stagflationary winds&#8221; to the global economy, according to Mohamed El-Erian, chief executive officer at Pacific Investment Management Co.

By Mark Bruno
MUTUAL FUNDS MAR 07, 2011
Stocks of smaller banks likely to come up big

With megabanks besieged by regulators and facing a public backlash over the 2008 credit crisis, portfolio managers increasingly are looking at smaller banks as a value play in the financial services sector

By Jessica Toonkel
Dallas planner describes firm's terror during shooting of two reps
INDUSTRY NEWS MAR 07, 2011
Dallas planner describes firm's terror during shooting of two reps

Registered rep and financial planner Bill Carter was sitting in his office with two clients when he noticed the sound of ambulance sirens drawing closer.

By Bloomberg
RIAS MAR 06, 2011
Wilmington Trust sues former HNW team in move to Citi

Wilmington Trust Co., the Delaware bank founded by the du Pont family and being bought by M&amp;T Bank Corp., sued three former company vice presidents who defected to Citigroup Inc., allegedly with proprietary data.

By Mark Bruno
MUTUAL FUNDS MAR 06, 2011
Two notable exits at Fidelity

By Jessica Toonkel
INDUSTRY NEWS MAR 06, 2011
Climate-related investing continues to heat up

Institutional investors are beginning to incorporate climate change risk factors into their asset allocation processes, and leading funds are contemplating a bevy of environmentally friendly investments

By Drew Carter
REGULATION AND LEGISLATION MAR 06, 2011
Enforcement activity spiked in 2010

Disciplinary actions brought by Finra grew 13% last year to 1,310, from 1,158 in 2009, according to a study

By Dan Jamieson
RIAS MAR 06, 2011
Muni bond regs need an overhaul

Mounting worries about state and local governments' growing budget deficits have transformed the municipal bond market from a sleepy safe haven for conservative investors into a rowdy roadhouse for intrepid investors

By MFXFeeder
OPINION MAR 06, 2011
Not delivering on your promises is costly

&#8220;Well done is better than well said,&#8221; was Benjamin Franklin's wisdom on accountability

By Blaine F. Aikin
LIFE INSURANCE AND ANNUITIES MAR 06, 2011
New York's broker pay disclosure law not retroactive, court says

Insurance brokers don't have to disclose incentive arrangements with insurers that were entered into before New York state's disclosure regulation took effect Jan. 1, the New York Court of Appeals has ruled

By Mark A. Hofmann
ETFS MAR 06, 2011
Guggenheim said to eye Claymore and Rydex combo

Guggenheim Partners LLC is in talks about combining its former Claymore Group Inc. exchange-traded-fund business with its Rydex SGI business, according to people familiar with the situation

By Jessica Toonkel