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Rich investors finally piling into large caps — but are they too late?
INDUSTRY NEWS FEB 09, 2011
Rich investors finally piling into large caps — but are they too late?

Investors are finally getting back into the stock market, funneling billions into large-cap mutual funds. But this week's worrisome slide in equities, fueled by the unrest in the Middle East, raises the question: is the clock ticking down on the bull market?

By John Goff
Money managers just about going all in on stocks: Survey
EQUITIES FEB 09, 2011
Money managers just about going all in on stocks: Survey

Confidence hits highest level in a decade, Merrill study reveals; 67% now overweighting equities

By John Goff
Ex-Goldman boss: German purchase of NYSE an insult to 'all America'
INDUSTRY NEWS FEB 09, 2011
Ex-Goldman boss: German purchase of NYSE an insult to 'all America'

Whitehead bashes proposed acquisition of New York Stock Exchange by Deutsche Boerse; 'holy institution'

By John Goff
Trading within HOLDR fund could be target of reported ETF probe: IndexUniverse
REGULATION AND LEGISLATION FEB 09, 2011
Trading within HOLDR fund could be target of reported ETF probe: IndexUniverse

A researcher at the ETF-specialist speculates that a trader may have been making a play on Ariba ahead of the company's earnings announcement.

By Jessica Toonkel
Positive earnings revisions good sign for tech, oil sectors
INDUSTRY NEWS FEB 09, 2011
Positive earnings revisions good sign for tech, oil sectors

Turner Titan's Baggini says both industries will keep rising

By Jeff Benjamin
OPINION FEB 09, 2011
Where does advisory industry go from here?

Without the unequivocal support of all the members of the Securities and Ex-change Commission, just how much can we learn about the future direction of the regulation of investment advice from the two SEC studies that were released last month?

By Blaine F. Aikin
RIAS FEB 09, 2011
TD to RIAs: We're still on your side

TD Ameritrade Institutional continues to leverage one factor that distinguishes it from its larger competitors for the assets of advisers: its advocacy efforts

By Dan Jamieson
INDUSTRY NEWS FEB 09, 2011
A case for investing in oil — and natural gas

While last week's rumors of an OPEC production hike trimmed crude oil by a few dollars, energy prices are likely to keep climbing for quite a while

By Jeff Benjamin
Energy sector to stay white-hot?
INDUSTRY NEWS FEB 09, 2011
Energy sector to stay white-hot?

The trend is your friend in the energy sector, where the rising price of oil appears to be laying the foundation for a prolonged investment opportunity.

By Bloomberg
LIFE INSURANCE AND ANNUITIES FEB 09, 2011
Pru aims to pare benefits on popular annuity

Insurer looks to roll back payout, withdrawal percentages on Highest Daily Lifetime 6 Plus product; puny interest rates to blame?

By Darla Mercado
Wells Fargo's Carroll: Fiduciary standard will 'narrow' investment choices
REGULATION AND LEGISLATION FEB 08, 2011
Wells Fargo's Carroll: Fiduciary standard will 'narrow' investment choices

Wells Fargo & Co.'s head of brokerage operations said banks may reduce the number of investment products offered to customers if regulators impose a fiduciary standard on brokers.

By Mark Bruno
Wealth management seen vaulting UBS back into the black
RIAS FEB 08, 2011
Wealth management seen vaulting UBS back into the black

Despite end of secret bank accounts, Swiss banking giant starting to attract more money from rich clients; profit margins still 'fairly poor'

By John Goff
Battle lines drawn after SEC backs fiduciary standard
INDUSTRY NEWS FEB 08, 2011
Battle lines drawn after SEC backs fiduciary standard

Late Friday night, the SEC released it's report on the fiduciary standard. In it, the commission backed adoption of a single standard of care for both broker-dealers and advisers. Now, industry groups are taking dead aim at the proposal. <a href=http://www.investmentnews.com/article/20110116/REG/301169998>(What's the <i>IN</i> stance?)</a>

By Mark Schoeff
RIAS FEB 08, 2011
Disclosure at the center of fiduciary tug of war

With the deadline approaching for the SEC to deliver a much-anticipated report about the regulation of financial advisers, the fight over establishing a universal standard of care is heating up

By Mark Schoeff Jr.
RETIREMENT PLANNING FEB 08, 2011
Tax cuts and Roth conversions

By MFXFeeder
INDUSTRY NEWS FEB 07, 2011
Turmoil in Egypt sparks bargains in Israel, fund manager says

The ongoing political unrest in Egypt created a brief investment opportunity in neighboring Israel, where the stock market on Sunday experienced its biggest drop in nearly two years.

By Jeff Benjamin
Is a gold sell-off officially under way?
INDUSTRY NEWS FEB 07, 2011
Is a gold sell-off officially under way?

All of a sudden, gold seems to be losing its luster. With prices now at a five-week low, mining companies are starting to unload their inventory. Meanwhile, a growing number of analysts say the sell-off may continue.

By John Goff
Is there enough gold to go around?
INDUSTRY NEWS FEB 07, 2011
Is there enough gold to go around?

ETFs for the precious metal now hold nine years' worth of U.S. supply; Soros, Paulson piling in, too

By Bloomberg
RETIREMENT PLANNING FEB 07, 2011
Abandoning LTC, MetLife sparks worries

MetLife Inc.'s announcement last week that it will stop writing new long-term-care insurance shocked advisers, raising fears that rates will rise for existing blocks of business and that other carriers will exit the industry.

By Darla Mercado
RETIREMENT PLANNING FEB 07, 2011
Jumbo LTC rate hike for Hancock not likely, say analysts

State insurance regulators are not likely to approve John Hancock's recently announced long-term-care rate hikes, denting third-quarter profits for the insurer's parent company, Manulife Financial Corp., according to analysts.

By Darla Mercado