News

Displaying 43047 results
INDUSTRY NEWS JAN 28, 2011
One indie B-D's new twist on compensation

Beacon Financial Partners about a year ago realized that it was time for the growing advisory firm to move to a more sophisticated broker-dealer.

By Liz Skinner
Bill Gross: Why the 'old normal' has not returned
INDUSTRY NEWS JAN 28, 2011
Bill Gross: Why the 'old normal' has not returned

If you're ever in the mood for a glimpse of raw nature that closely parallels the human condition, read Annie Dillard's Pulitzer Prize winning Pilgrim at Tinker Creek.

By Bill Gross
LIFE INSURANCE AND ANNUITIES JAN 27, 2011
Embattled Life Partners sued by shareholders

Claim life settlement provider harmed investors by using flawed actuarial statistics

By Darla Mercado
Incite: Recession to last until 2018?
INDUSTRY NEWS JAN 27, 2011
Incite: Recession to last until 2018?

One of the world's most influential forecasters thinks the planet is headed for a prolonged economic slump reminiscent of the 1870s. Yes, the 1870s.

By Bloomberg
LIFE INSURANCE AND ANNUITIES JAN 27, 2011
Death benefits ruling may make life tough for advisers

By Darla Mercado
Investors' preferred market? It's no longer the U.S.
INDUSTRY NEWS JAN 27, 2011
Investors' preferred market? It's no longer the U.S.

The U.S. has been knocked off its perch as the preferred market for global investors. Instead, analysts and traders see big money being made in emerging markets, and in particular, Brazil.

By Bloomberg
LIFE INSURANCE AND ANNUITIES JAN 27, 2011
Prudential is new No. 1 seller of annuities

Prudential Financial Inc. has taken the crown as the biggest seller of variable annuities and overall individual annuities in the U.S. through the first half of this year, according to data released today by LIMRA.

By Darla Mercado
LIFE INSURANCE AND ANNUITIES JAN 27, 2011
AIG memo: 'Complete government exit' in the works

Insurer aiming to regain independence; market conditions the wild card

By Bloomberg
Stop-loss orders often don't, experts say
INDUSTRY NEWS JAN 26, 2011
Stop-loss orders often don't, experts say

Stop losses were intended to help minimize the damage from falling stock prices. But experts say the orders often backfire, leaving investors dazed, disgruntled and disenchanted.

By John Goff
RETIREMENT PLANNING JAN 26, 2011
Parents are upbeat about meeting college costs, but advisers skeptical

Although Americans' overall financial security and confidence in their ability to pay for their kids' college tuition has increased slightly over the past six months, financial advisers are observing mostly negative attitudes — with a few surprises

By Deborah Nason
'Accredited investors' need more scratch under SEC plan
REGULATION AND LEGISLATION JAN 25, 2011
'Accredited investors' need more scratch under SEC plan

In a bid to sync up with Dodd-Frank, the Commission plans to hike the net-worth requirement for 'accredited investors.'

By Liz Skinner
Rep count down at MSSB — but assets and production on the rise
INDUSTRY NEWS JAN 25, 2011
Rep count down at MSSB — but assets and production on the rise

Critics and analysts questioned Morgan Stanley's tie-up with Smith Barney. But as the company's fourth-quarter results show, CEO James Gorman's drive for diversification is starting to pay off.

By Andrew Osterland
INDUSTRY NEWS JAN 25, 2011
Birinyi's S&P 500 prediction a jaw-dropper

In recent weeks, scores of marquee fund managers -- including BlackRock's Bob Doll -- have come out with bold predictions about a continuing surge in the price of large-cap stocks. Now, Laszlo Birinyi offers the boldest call of them all.

By John Goff
Mark Madoff - An American tragedy
OPINION JAN 25, 2011
Mark Madoff - An American tragedy

While in no way minimizing the tragic fate of Bernie Madoff's other victims, one can't help but feel immensely sad for Mark, whether he knew or didn't know.

By Jeff Nash
Goldman sees great year for equities, decent one for Treasuries
INDUSTRY NEWS JAN 24, 2011
Goldman sees great year for equities, decent one for Treasuries

Firm predicts S&P 500 will top 1,500 in December; yields on ten-year notes to touch 3.75 percent

By John Goff
RIAS JAN 23, 2011
Obama must ensure regulatory balance

We applaud President Barack Obama's executive order to restore “balance” to federal regulation and weed out rules that stifle job creation and make the U.S. economy less competitive

By MFXFeeder
REGULATION AND LEGISLATION JAN 23, 2011
Financial crisis panel to deliver three conclusions

The federal commission that investigated the origins of the financial crisis is set to issue three competing conclusions this week

By Bloomberg
INDUSTRY NEWS JAN 23, 2011
Gimme some credit

Don't expect small businesses to do cartwheels over the economic recovery

By Jeff Benjamin
LIFE INSURANCE AND ANNUITIES JAN 21, 2011
QA3 facing bankruptcy in insurance squeeze

By Bruce Kelly
Fleming in, Johnston out as MSSB boss
INDUSTRY NEWS JAN 21, 2011
Fleming in, Johnston out as MSSB boss

To date, Morgan Stanley's retail brokerage has not exactly lit up the tote-board. So CEO James Gorman shuffled the deck, tapping his former Merrill Lynch colleague Greg Fleming to head up the struggling unit.

By John Goff