Who will be the movers and shakers affecting the financial services industry in 2011?
A leader of Republican efforts to cut government spending and tackle the federal deficit indicated Thursday that he embraces the idea of cutting so-called tax expenditures.
BAM Advisor Services LLC, a turnkey asset management program, announced today that it is buying Advisors Access, a provider of 401(k) plans, from Capital Directions LLC, an advisory firm.
The Financial Industry Regulatory Authority is revamping how it scans for abuses such as insider trading, responding to increased fragmentation of markets, Chief Executive Officer Richard Ketchum said today.
Client 360 has been officially reborn.
Scuttling the Administration's tax proposal would hit average Americans squarely in the wallet; the fate of refundables?
The Securities and Exchange Commission budget would receive a significant boost under a bill proposed on Tuesday by the Senate Appropriations Committee.
Legislation that would extend for two years Bush administration tax cuts for all income levels cleared a Senate hurdle today.
Despite grousing from the left, it looks as if Republicans will get pretty much what they want on estate tax policy — if, as expected, Congress approves a bill that would extend all Bush-era tax cuts for two years
Advocates of a universal fiduciary standard of care for all advisers and brokers are hoping that the recent insider trading probe will help their cause.
Two former Wachovia Securities brokers tricked dozens of mostly elderly clients into investing in what were supposed to be can't-miss opportunities, only to lose roughly $8 million, according to a lawsuit filed by the Securities and Exchange Commission.
Pimco's Bill Gross, manager of the world's largest bond fund, said the Federal Reserve is unlikely to raise interest rates for several years with employment growing less than forecast.
