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Bill Gross: Confronting an 'unfamiliar crisis of unrecognized dimensions'
EQUITIES DEC 16, 2010
Bill Gross: Confronting an 'unfamiliar crisis of unrecognized dimensions'

Lost in the policy debate surrounding the elections and the subsequent demonization of the Fed's Quantitative Easing policies has been any recognition of <u>why</u> we no longer live on Ronald Reagan's shining hill or <u>how</u> we might possibly reclaim higher ground

By Bill Gross
INDUSTRY NEWS DEC 16, 2010
Speculative gold plays that could pan out: Dorfman

Most of these stocks are out-of-favor or risky bets -- but they might pay off in spades

By Bloomberg
Congress provides tax certainty — for now
INDUSTRY NEWS DEC 15, 2010
Congress provides tax certainty — for now

The House or Representative's approval of the Senate's compromise measure locks in marginal and death tax rates for two years. But what happens after that is anyone's guess. | <a href=http://www.investmentnews.com/article/20101217/FREE/101219941>IRA 'deal of the century'?</a>

By Mark Schoeff Jr.
House may amend estate tax provision: Hoyer
REGULATION AND LEGISLATION DEC 15, 2010
House may amend estate tax provision: Hoyer

House Democrats may try to amend the estate tax provision of a bill that would extend Bush administration tax cuts for all income levels after the Senate acts on the measure early this week.

By Mark Schoeff Jr.
RIAS DEC 15, 2010
Obama 'deal' a death knell for death tax?

Republicans had much to cheer about last week, including the significant advance they made in their longstanding battle to do away with estate taxes for the ultrawealthy

By MFXFeeder
SEC may ask B-Ds to watch algorithmic trading
EQUITIES DEC 15, 2010
SEC may ask B-Ds to watch algorithmic trading

Officials at the Securities and Exchange Commission are considering setting limits on computer-trading algorithms &#8212; and may choose to require broker-dealers to monitor their orders &#8212; in the wake of the May 6 flash crash.

By Bloomberg
Pimco's El-Erian: Tax cut deal alone won't add enough jobs
INDUSTRY NEWS DEC 15, 2010
Pimco's El-Erian: Tax cut deal alone won't add enough jobs

President Barack Obama's tax deal will not meet its key objective of generating durable jobs unless it's part of a broader policy push.

By Bloomberg
SEC wants to sic audit firms on B-Ds
REGULATION AND LEGISLATION DEC 15, 2010
SEC wants to sic audit firms on B-Ds

Commission aims to beef up reporting requirements for broker-dealers that custody assets

By John Goff
INDUSTRY NEWS DEC 15, 2010
Euro debt crisis has hatched new buying opportunities: Payden's Ceva

The current turmoil surrounding European sovereign debt is part of a new cycle that investors will have to learn to navigate, according to Kristin Ceva, manager of the $680 million Payden Emerging Markets Bond Fund Ticker:(PYEMX).

By Bloomberg
EMERGING MARKETS DEC 15, 2010
Irish bailout bad for euro, 'peripheral Europe' debt, says ING's Diaz

The European Union's $116 billion bailout of Ireland's largest banks is the latest reason to avoid exposure to the euro, as well as to sovereign debt from &#8220;peripheral Europe,&#8221; according to Chris Diaz, manager of the $525 million ING Global Bond Fund.

By Bloomberg
SEC names McHugh acting top mutual fund cop
REGULATION AND LEGISLATION DEC 15, 2010
SEC names McHugh acting top mutual fund cop

The Securities and Exchange Commission has named Jennifer McHugh, a senior adviser to Chairman Mary Schapiro, the acting director of the Division of Investment Management, replacing Andrew J. &#8220;Buddy&#8221; Donohue, who left his post on Nov. 19.

By Jessica Toonkel
RIAS DEC 15, 2010
Brokerages' 'access to advice' argument preposterous: IN's Cooper

Given the vague, distorted and misleading ways many of us use language these days, George Orwell is probably spinning wildly in his grave.

By Bloomberg
UBS' U.S. retail brokerage takes a hit
WIREHOUSES DEC 15, 2010
UBS' U.S. retail brokerage takes a hit

UBS AG's retail-brokerage operations in the United States lost $63.8 million pretax in the second quarter, reversing a pretax profit of $14.3 million in the first three months of 2010.

By Jed Horowitz
INDUSTRY NEWS DEC 15, 2010
Making a switch pay

Clearing firms, facing declining revenue and in-creased competition, have something new to worry about: More and more broker-dealers are seeking loans as an incentive to sign on with a new firm.

By Bloomberg
RIAS DEC 14, 2010
INTV: Advisers see clients living longer, affording less

By Mark Bruno
OPINION DEC 14, 2010
Five mistakes when passing the baton

Working with advisers over the years, I've seen firsthand how creating and executing a solid succession plan can be fraught with pitfalls

By Matt Matrisian
RIAS DEC 14, 2010
Death tax gets new life

Democrats may not be happy with the Administration's plan to revive the levy, but there may not be much they can do about it. Here's how things shake out right now.

By Mark Schoeff Jr.
RIAS DEC 14, 2010
Succession-planning malpractice

About two years ago, I wrote about an adviser who died without a succession plan, wreaking havoc on his clients, his business and his family.

By MFXFeeder
RIAS DEC 14, 2010
It is time to win back investors' trust

To say that financial advisers face an uphill battle in regaining the trust and confidence of the investing public is a serious understatement.

By MFXFeeder
REGULATION AND LEGISLATION DEC 14, 2010
Making the Switch to State RIA Regulation

<i>The following is an edited transcript of the webcast &#8220;<a href=http://www.investmentnews.com/apps/pbcs.dll/dcce?Site=CI&amp;Date=20101026&amp;Module=18&amp;Kategori=webcasts&amp;Class=18&amp;Type=ACTIVE_WEBCAST&amp;ID=2502244&amp;Selected=4>Making the Switch to State RIA Regulation</a>,&#8221; held Oct. 26 in New York. It was moderated by news editor Bruce Kelly and reporter Mark Schoeff Jr.

By MFXFeeder