As Joe Biden releases his tax plan, we fold in a deep dive into the odds of a financial transaction tax hitting wealth management.
The pace of mergers and acquisitions in the RIA space fell off pace from March through May, but ramped back up in June, suggesting the second half of the year could be on pace with the record levels of 2019.
IN technology reporter Nicole Casperson joins the podcast to explain Wells Fargo’s challenges getting the TikTok app removed from company-issued devices.
And Nicole, who was hired in May, shares her perspective on what it’s like to be interviewed, hired, and start a new job without a single in-person meeting with her new colleagues.
Bruce this week chats with Andrew Cohen, InvestmentNews reporter, about Vanguard’s $4 billion purchase of Altruist and Schwab’s changing client referral program. What’s it mean for advisors?
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
Learn how independent advisors can move beyond income and build a wealth management practice worth owning
Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
