Bruce and Jeff interview SEC Commissioner Hester Peirce, who addresses a plethora of topics, including:
• The Securities and Exchange Commission’s position on regulating ESG and greenwashing.
• Qualifications beyond the size of someone’s bank account to determine how they can invest, specifically in private investments in 401(k) plans.
• Cryptocurrency regulation, and Peirce's nickname, “Crypto Mom.”
• What Peirce's agenda would be if she became SEC chair.
Guest Bio:
Hester Maria Peirce is an American lawyer who serves as a commissioner on the Securities and Exchange Commission. She previously served as the director of the Financial Markets Working Group at George Mason University's Mercatus Center.
Bruce and the IN staff talk about IPOs, Robinhood, AI and risk halfway through an eventful 2026 in the financial advice industry.
Bruce this week speaks with Mark Goldberg, who has worked as a senior executive with Royal Alliance Associates, now Osaic, Carey Financial and Griffin Capital Securities about the current market for alternative investments, including private loan and BDC funds.
Bruce Kelly talks to local Rhode Island reporter Eli Sherman about the former nontraded REIT czar, Nick Schorsch, and his group’s investments in beloved local eateries in the Ocean State.
Bruce Kelly speaks to longtime compliance expert Sander Ressler about elder fraud, artificial intelligence and GWG Holdings and what advisors and their broker-dealers and RIAs should be guarding against.
