The momentum continues with the second weekly episode of the InvestmentNews Podcast, where senior columnists Jeff Benjamin and Bruce Kelly take opposing sides of some important issues facing the wealth management industry.
This week Jeff and Bruce scratch beneath the surface of SEC chairman Jay Clayton’s contributions to the financial services industry, what recourse brokers have when consolidation leads to pay cuts, why outsourcing makes sense for advisers, how financial service industry professional sometimes talk when clients aren’t around, and Doc Kennedy’s legal wrangling. Keep the conversation going on twitter @InvestmentNews
Bruce this week chats with Andrew Cohen, InvestmentNews reporter, about Vanguard’s $4 billion purchase of Altruist and Schwab’s changing client referral program. What’s it mean for advisors?
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
Learn how independent advisors can move beyond income and build a wealth management practice worth owning
Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
