Recruiting behemoth LPL Financial never lets up, and we look at the latest effort to expand the footprint.
Skip Schweiss becomes the latest high-profile exec to jump ship at TD Ameritrade ahead of the Schwab acquisition.
Morgan Stanley’s acquisition of ETrade has left the big bank with a small custody business that might not have a permanent home.
And in the Open Notebook segment Jeff and Bruce delve into the reality of placing “chief” in front of anything and everything to make us all feel better about ourselves.
Bruce this week chats with Andrew Cohen, InvestmentNews reporter, about Vanguard’s $4 billion purchase of Altruist and Schwab’s changing client referral program. What’s it mean for advisors?
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
Learn how independent advisors can move beyond income and build a wealth management practice worth owning
Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
