Bruce and Jeff talk with Emile Hallez, US news editor at ESG Clarity, who has done the work of reading through the SEC's 510-page climate disclosure proposal. Listen in for a breakdown of the proposal, which will affect how public companies and some private companies report about their impact on the environment. Hear Emile's take on why this is necessary, what happens if the administration shifts in 2024, and how much authority the SEC actually has to enforce these requirements. Also, Bruce and Jeff start the countdown toward their 100th episode.
Bruce this week chats with Andrew Cohen, InvestmentNews reporter, about Vanguard’s $4 billion purchase of Altruist and Schwab’s changing client referral program. What’s it mean for advisors?
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
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Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
