Jeff Benjamin and Bruce Kelly discuss whether financial regulations will be affected if Democrats win the 2020 election. This week’s episode also includes a conversation with Michelle Fuller, head of ETF distribution at John Hancock Investment Management. And we wrap it up with an Open Notebook segment on Schwab christening its 30th annual Impact conference in virtual fashion.
Potential impact of a "blue wave" on advisers -- 1:00-6:20
Interview with Michelle Fuller -- 6:20-30:45
Charles Schwab Impact conference -- 30:45-37:00
This episode is sponsored by John Hancock Investment Management
We serve investors globally through a unique multimanager approach: We search the world to find proven portfolio teams with specialized expertise in those strategies, then we apply robust investment oversight to ensure they continue to meet our uncompromised standards and serve the best interests of our shareholders.
Cover Story on impact of election on regulation https://www.investmentnews.com/regulation-and-legislation/election-poses-fresh-challenge-for-reg-bi/198850
Bruce and the IN staff talk about IPOs, Robinhood, AI and risk halfway through an eventful 2026 in the financial advice industry.
Bruce this week speaks with Mark Goldberg, who has worked as a senior executive with Royal Alliance Associates, now Osaic, Carey Financial and Griffin Capital Securities about the current market for alternative investments, including private loan and BDC funds.
Bruce Kelly talks to local Rhode Island reporter Eli Sherman about the former nontraded REIT czar, Nick Schorsch, and his group’s investments in beloved local eateries in the Ocean State.
Bruce Kelly speaks to longtime compliance expert Sander Ressler about elder fraud, artificial intelligence and GWG Holdings and what advisors and their broker-dealers and RIAs should be guarding against.
