Jeff Benjamin and Bruce Kelly discuss whether financial regulations will be affected if Democrats win the 2020 election. This week’s episode also includes a conversation with Michelle Fuller, head of ETF distribution at John Hancock Investment Management. And we wrap it up with an Open Notebook segment on Schwab christening its 30th annual Impact conference in virtual fashion.
Potential impact of a "blue wave" on advisers -- 1:00-6:20
Interview with Michelle Fuller -- 6:20-30:45
Charles Schwab Impact conference -- 30:45-37:00
This episode is sponsored by John Hancock Investment Management
We serve investors globally through a unique multimanager approach: We search the world to find proven portfolio teams with specialized expertise in those strategies, then we apply robust investment oversight to ensure they continue to meet our uncompromised standards and serve the best interests of our shareholders.
Cover Story on impact of election on regulation https://www.investmentnews.com/regulation-and-legislation/election-poses-fresh-challenge-for-reg-bi/198850
Bruce this week chats with Andrew Cohen, InvestmentNews reporter, about Vanguard’s $4 billion purchase of Altruist and Schwab’s changing client referral program. What’s it mean for advisors?
Bruce this week chats with Robb Baldwin, founder and CEO of TradePMR, which Robinhood bought in 2024. What’s the firm’s strategy to expand as a custodian for RIAs?
Learn how independent advisors can move beyond income and build a wealth management practice worth owning
Bruce chats with veteran industry attorney Brian Rubin of Eversheds Sutherland about potential changes in the enforcement process FINRA uses to regulate broker-dealers.
