RIA News

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Legendary band takes Warhol Foundation to court over banana
ADVISOR NEWS RETIREMENT PLANNING MAY 03, 2012
Legendary band takes Warhol Foundation to court over banana

Peel and sue? Velvet Underground claims non-profit profiting off use of iconic image from first album

By John Goff
Safest haven: Terra firma
RIAS RIA NEWS MAY 03, 2012
Safest haven: Terra firma

With stock markets gyrating wildly and bonds offering little reward, investors are turning to farmland as the most rock-solid of bets. As one investment manager notes, you can't eat gold.

By John Goff
RIAS RIA NEWS MAY 03, 2012
Commodities beat other assets in longest streak since 1997

Commodities beat stocks, bonds and the dollar for a fifth straight month, the longest stretch in at least 14 years, as demand for raw materials increases in expanding economies and the Federal Reserve promises to boost growth

By Bloomberg
LPL's 401(k) rollover program could boost LPL's rollover capture
ADVISOR NEWS RETIREMENT PLANNING MAY 02, 2012
LPL's 401(k) rollover program could boost LPL's rollover capture

New service helps separating workers open IRAs, matches employees with LPL retail advisers

By Darla Mercado
INVESTING ETFS MAY 02, 2012
Reed plans to continue examination of ETFs

Exchange traded funds will soon undergo more scrutiny on Capitol Hill. Sen. Jack Reed, D-R.I., chairman of the Senate Banking Subcommittee on Securities, Insurance and Investment, indicated that he would follow up on a hearing he held last year on the investment vehicles with another one in coming weeks.

By Mark Schoeff Jr.
When the tax man cometh for our troops
RIAS RIA NEWS MAY 02, 2012
When the tax man cometh for our troops

In addition to worrying about terrorists and buried bombs, it turns out that about 60,000 active-duty troops and reservists have another fear-inducing group gunning for them: the Internal Revenue Service.

By Jim Pavia
ADVISOR NEWS RETIREMENT PLANNING MAY 02, 2012
When an IRA deduction is denied

By MFXFeeder
ADVISOR NEWS RETIREMENT PLANNING MAY 02, 2012
Avoiding a retirement 'tax torpedo'

By Mary Beth Franklin
RIAS RIA NEWS MAY 02, 2012
Analysis: Fiduciary standard can cover brokers too

By Michael Kitces
RIAS RIA NEWS MAY 01, 2012
A certain ratio

With low-interest rates, dividend-paying stocks are fast becoming client favorites. How to make the best bets? North Star's Charles Farrell shares his secret.

By John Goff
RIAS RIA NEWS MAY 01, 2012
New website promises investors a peek at prices

By Lavonne Kuykendall
RIAS RIA NEWS MAY 01, 2012
JPMorgan: Deficit reduction in 'teeth of recession' doesn't work

By Bloomberg
ADVISOR NEWS REGULATION AND LEGISLATION MAY 01, 2012
Congress will kick tax can down the road: Valliere

By Jeff Benjamin
ADVISOR NEWS RETIREMENT PLANNING MAY 01, 2012
Shrunken Social Security figures into advisers' plans

By Darla Mercado
Finra aims to hike fees due to 'significant loss'
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAY 01, 2012
Finra aims to hike fees due to 'significant loss'

After incurring a 'signficant loss' in 2011, Finra plans to raise a number of user fees. How big a hit will B-Ds take? The hikes will range anywhere from 5% to 50%.

By DJAMIESON
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAY 01, 2012
Special report: The largest independent B-Ds

Although 2011 offered its share of challenges, independent broker-dealers were still able to rack up solid gains.

By Mark Bruno
ADVISOR NEWS INDEPENDENT BROKER DEALERS MAY 01, 2012
Independent B-Ds overcame hurdles in 2011

For independent broker-dealers, 2011 was a challenge. Mounting technology costs, intense scrutiny and new rules from securities regulators were compounded by record low interest rates, which decimated returns on once-lucrative activities such as margin lending and holding clients' cash.

By Bruce Kelly
RIAS RIA NEWS MAY 01, 2012
Opportunities in U.S. mid-cap equities

Mid-cap companies can offer the higher growth potential of smaller companies, with the strength and stability generally offered by larger companies.

By Principal Funds
RIAS RIA NEWS APR 30, 2012
United Capital dialed in to different type of asset with Pomeranz buy

Rollup firm acquires much smaller outfit — but lands popular radio show in the process

By Lavonne Kuykendall
RIAS RIA NEWS APR 30, 2012
Empty desk syndrome

What next? The financial advice business is finally booming again, but industry watchers are now warning about a coming talent shortage. IN investigates in this NextGen special report.

By John Goff