FinCEN’s final rule brings RIAs under the Bank Secrecy Act on January 1 2026, exposing advisers to steep daily fines and SEC scrutiny. This white paper gives you a proven 90-day action plan, backed by real enforcement data and best-practice checklists, to stand up a fully compliant AML/CFT program before the clock runs out.
Why download now?
Regulators have signaled there will be no grace period.
Early adopters secure vendors, avoid rush-pricing, and build client trust.
A single public AML failure can cost millions in fines and lost assets under management.
Inside you’ll learn:
- How to map FinCEN’s requirements to RIA workflows (customer due diligence, transaction monitoring, SAR filing).
- Red-flag indicators wealth advisers must spot, and how to automate detection.
- Real-world SEC and FinCEN cases that show the true cost of delay.
- An implementation calendar, staffing estimates, and budget benchmarks.
- Technology recommendations, including how AI-powered platforms like Flagright slash false positives and deployment time.
Download the blueprint today and get your firm on a fast track to audit-ready AML compliance, well before the 2026 deadline.
