Advisor News

Displaying 26923 results
Utah legislator targets online broker records
FINTECH DEC 03, 2012
Utah legislator targets online broker records

By AOSTERLAND
RETIREMENT PLANNING DEC 03, 2012
Pay attention to charitable IRA rollovers

By MFXFeeder
RETIREMENT PLANNING DEC 03, 2012
So where did The Hartford go?

Major player in advice industry pulls a 180-degree turn in reorg; 'almost non-existent'

By Darla Mercado
FINTECH DEC 03, 2012
EyePad: Putnam rolls out videos to help advisers get tech-savvy

New series of shorts featuring mobile tech tips for day-to-day business

By Liz Skinner
Opinion: Is your iPad now cleared for takeoff?
FINTECH DEC 03, 2012
Opinion: Is your iPad now cleared for takeoff?

FAA rethinking rules about use of mobile devices on planes; more leg room in coach would be nice, too

By John Goff
Sign of the times as insurers seek yield in riskier investments
RETIREMENT PLANNING DEC 03, 2012
Sign of the times as insurers seek yield in riskier investments

Alternative investments, commercial mortgages, junk bonds all on the menu

By Darla Mercado
INDEPENDENT BROKER DEALERS DEC 03, 2012
After Woodbury, AIG on the prowl for more indie B-Ds

While other insurers sell off their indie broker-dealer units, AIG is buying. Indeed, Tuesday's acquisition of Woodbury Financial looks to be the first in what could be a string of deals.

By Bruce Kelly
AIG emerges as most likely buyer of Woodbury Financial Services
INDEPENDENT BROKER DEALERS DEC 03, 2012
AIG emerges as most likely buyer of Woodbury Financial Services

Announcement of a deal for the 1,600 reps and advisers is expected before indie B-D's national sales conference next month

By Bruce Kelly
Michael Kitces: 15 power tweeters every adviser should know
FINTECH DEC 02, 2012
Michael Kitces: 15 power tweeters every adviser should know

This twitter brigrade includes smart folks to follow and planners building their own

By Michael Kitces
INDEPENDENT BROKER DEALERS DEC 02, 2012
Growth tactics of elite advisers

Despite continued market volatility, it appears as though the independent investment advisory world has finally turned the corner and moved beyond the worst of the recession that followed the “mortgage meltdown.”

By Cetera
RETIREMENT PLANNING DEC 02, 2012
MetLife B-D chief leaves company

The head of MetLife's broker-dealer operations has parted ways with the insurer. So far, the carrier's management has offered no explanation for the departure.

By Bruce Kelly
OPINION DEC 02, 2012
SEC too important to keep in limbo

Although President Obama's appointment of Elisse Walter as chairman of the SEC will provide a degree of continuity at the agency, it also raises questions about how effective it will be for the near future.

By MFXFeeder
INDEPENDENT BROKER DEALERS DEC 02, 2012
Indie broker-dealers are identifying new talent

By MFXFeeder
OPINION DEC 02, 2012
Before the storm: Failure to have a viable succession plan no longer an option

By Ron Carson
REGULATION AND LEGISLATION DEC 02, 2012
Fiscal cliff? Not gonna happen

By MFXFeeder
REGULATION AND LEGISLATION DEC 02, 2012
New SEC head faces gridlock

When she takes over the SEC this month, Elisse Walter will both celebrate the crowning achievement of her regulatory career and confront her biggest political headache.

By Mark Schoeff Jr.
FINTECH DEC 02, 2012
Riskalyze tool turns pro with new version for advisers

By Janowski Davis
RETIREMENT PLANNING DEC 02, 2012
Self-directed IRAs complex, but they can be profitable

By Bloomberg
ALTERNATIVES DEC 02, 2012
Private-equity set does tax tango

By Bloomberg
RETIREMENT PLANNING NOV 30, 2012
Mary Beth Franklin: Advisers unaware of this Social Security twist

Claiming spousal benefits often leads to larger check than expected

By Mary Beth Franklin