LPL Financial has picked up a team of advisors in Manlius, New York, led by financial advisors Mark Hills and Uri “Chip” Doolittle V, who have joined its broker-dealer, RIA, and custodial platforms.
Two other financial advisors, Jeffrey Reisner and Josh Quilty-Koval, along with administrative assistant Mindy Holgate, and Chip’s son, associate Robert Doolittle, are the other members of the Upstate Financial Network team.
Hills and Doolittle, who merged their practices in 2016 and were previously affiliated with Triad Advisors, part of the Osaic network, managed around $200 million in advisory, brokerage, and retirement plan assets.
“With so much consolidation and change in the wealth management industry, it’s more important than ever to find a partner that works tirelessly to support its advisors,” Doolittle said. “It was evident from our first meeting that LPL is that partner. From LPL’s streamlined technology to its back-end support, this partnership will provide us with the resources to work more efficiently and effectively, ultimately allowing us to focus more on the reason we got into this business in the first place – our clients.”
LPL Financial also recently recruited financial advisors Matthew Best and Michael Moore to its broker-dealer, RIA, and custodial platforms. The $130 million team was previously with Ameriprise.
Other recent additions include a $130 million team from Securities America, a $165 million team from Cetera, and a $150 million team from Ameriprise.
The firm has also hired former Wells Fargo executive Jim McHale as its new chief compliance officer.
Since Vis Raghavan took over the reins last year, several have jumped ship.
Chasing productivity is one thing, but when you're cutting corners, missing details, and making mistakes, it's time to take a step back.
It is not clear how many employees will be affected, but none of the private partnership's 20,000 financial advisors will see their jobs at risk.
The historic summer sitting saw a roughly two-thirds pass rate, with most CFP hopefuls falling in the under-40 age group.
"The greed and deception of this Ponzi scheme has resulted in the same way they have throughout history," said Daniel Brubaker, U.S. Postal Inspection Service inspector in charge.
Stan Gregor, Chairman & CEO of Summit Financial Holdings, explores how RIAs can meet growing demand for family office-style services among mass affluent clients through tax-first planning, technology, and collaboration—positioning firms for long-term success
Chris Vizzi, Co-Founder & Partner of South Coast Investment Advisors, LLC, shares how 2025 estate tax changes—$13.99M per person—offer more than tax savings. Learn how to pass on purpose, values, and vision to unite generations and give wealth lasting meaning
