A four-advisor group from UBS joins Raymond James in Beachwood while a 36-year Cetera veteran moves his $390 million practice to LPL.
Bluespring, Robertson Stephens, Cetera and Aprio each close acquisitions as independent advisory firms weigh their next chapter.
The $71 billion firm’s latest tuck-in lands as middle-market sellers face rising buyer selectivity and steeper equity demands.
Executives allegedly sold while key revenue metric was inflated.
The advisor, Gregory W. Ricker, started his career in the securities industry in 1995.
The four-partner Georgia RIA joins the integrated Carson Wealth channel, deepening the $66 billion mega-RIA's Atlanta M&A footprint.
The $9 billion practice’s move into Hightower’s W-2 channel continues a string of internal conversions in a record-pace year for RIA M&A.
Steady rates, cheaper multiples, a record rotation under the surface and a dollar that turned.
The new rule was adopted despite objections from Stifel and Pontera, adding state weight to Fidelity and Schwab's restrictions on credential sharing.
Kai Conragan and Allan Smith join Farther's product and UX teams as the firm doubles down on advisor-first design.
The 70% time savings I expected from AI hasn't fully arrived, but the quality of our advice and our private markets platform have changed.
The J.C. Flowers-backed investor’s latest RIA deal adds five next-gen leaders to the Massachusetts firm’s ownership ranks.
Meanwhile, UBS and Raymond James talk recruiting.
Elderly clients lost about 70% after a South Carolina advisor held inverse ETFs for 798 days on average, the regulator says.
The new chat feature is expected to launch in 2027.
Vanguard finds auto portability curbs cash-outs, while PensionBee data show most automatic rollover IRAs lose value within a year.
Retirement savings gap widens as clients underestimate nursing home costs by nearly half.
Aurora-based Beacon Financial Group selects broker-dealer’s Empowered Independence channel to secure its next chapter.
In this InvestmentNews TV panel, leading advisors discuss longevity risk, retirement income planning, withdrawal strategies, healthcare costs, and the mindset shifts retirees need to enjoy the wealth they've worked so hard to accumulate.
&Partners has also added a $357 million Texas family practice, while Janney recruits a $250 million Edward Jones advisor in Miami
