Hedge fund registrants on decline

Hedge fund advisers opting to register with the SEC increased by only 1.5% this year.
JUL 30, 2007
By  Bloomberg
The number hedge fund advisers opting to register with the Securities and Exchange Commission increased by only 1.5% this year, down from an almost 20% increase in registrations in 2006. The total number of investment advisers registered with the SEC hit 10,446 this year, an increase of 1.5% from last year’s figure of 10,290. The slowdown in registrations was fueled by some 732 hedge fund advisers who withdrew their registrations with the agency between April 2006 and this April. Most of the de-registrations followed a court decision that invalidated an SEC requirement for hedge fund advisers to register with the agency. Still, 1,990 hedge fund advisers have maintained their registration with the SEC. Out of that total, 150 have become registered this year. Overall, SEC-registered investment advisers also reported an all-time high of $37.7 trillion in assets under management, up nearly 20% from the $31.4 million last year. The survey was co-sponsored by the Investment Advisor Association and compliance consulting firm National Regulatory Services.

Latest News

The 2025 InvestmentNews Awards Excellence Awardees revealed
The 2025 InvestmentNews Awards Excellence Awardees revealed

From outstanding individuals to innovative organizations, find out who made the final shortlist for top honors at the IN awards, now in its second year.

Top RIA Cresset warns of 'inevitable' recession amid tariff uncertainty
Top RIA Cresset warns of 'inevitable' recession amid tariff uncertainty

Cresset's Susie Cranston is expecting an economic recession, but says her $65 billion RIA sees "great opportunity" to keep investing in a down market.

Edward Jones joins the crowd to sell more alternative investments
Edward Jones joins the crowd to sell more alternative investments

“There’s a big pull to alternative investments right now because of volatility of the stock market,” Kevin Gannon, CEO of Robert A. Stanger & Co., said.

Record RIA M&A activity marks strong start to 2025
Record RIA M&A activity marks strong start to 2025

Sellers shift focus: It's not about succession anymore.

IB+ Data Hub offers strategic edge for U.S. wealth advisors and RIAs advising business clients
IB+ Data Hub offers strategic edge for U.S. wealth advisors and RIAs advising business clients

Platform being adopted by independent-minded advisors who see insurance as a core pillar of their business.

SPONSORED Compliance in real time: Technology's expanding role in RIA oversight

RIAs face rising regulatory pressure in 2025. Forward-looking firms are responding with embedded technology, not more paperwork.

SPONSORED Advisory firms confront crossroads amid historic wealth transfer

As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.