The Broadridge affiliate has not filed notices required by the DOL, plaintiffs in a class-action lawsuit claim
But there is little consensus on how to do so, according to comment letters submitted this week to the regulator
Some TDFs that limited losses during the market dive early in the year came out on top, an analysis of Morningstar Direct data shows
The deal brings the firm's retirement plan AUM to a reported $50 billion
The company is among the latest targeted in a wave of ERISA litigation this year
The proposed restrictions on environmental, social and governance funds in 401(k)s would perpetuate racial discrimination, a group of lawmakers wrote
The brokerage will also be getting back the 650 trainees it shifted to the wider bank to help with PPP loans
Record keepers expect figures in the third quarter to be down 22% from a year earlier, according to a report from the Secure Retirement Institute
The company will consider some loan repayments as contributions toward reaching the employer match
Sponsors have interest in adding them to their retirement plan documents, but the courts are up in the air, lawyers said
