A happy coincidence: one of LPL Financial’s corporate campuses happens to be based in Rep.-elect Wes Climer’s new district.
Three firms secure experienced wealth management teams as advisor recruiting competition intensifies across the US.
The change in senior personnel occurs days after LPL Financial tapped a new head of recruiting.
Former PulteGroup and Citizens executives join the broker-dealer network after a year of senior leadership departures.
Two CFP and CFA credentialed advisors unite planning and markets expertise under a new Richmond practice.
A four-advisor group from UBS joins Raymond James in Beachwood while a 36-year Cetera veteran moves his $390 million practice to LPL.
Aurora-based Beacon Financial Group selects broker-dealer’s Empowered Independence channel to secure its next chapter.
&Partners has also added a $357 million Texas family practice, while Janney recruits a $250 million Edward Jones advisor in Miami
A six-advisor Vinings practice joins LPL's broker-dealer and RIA platforms, citing independence and succession planning support.
Regardless, major industry players are introducing retention bonuses as a way to keep advisors in their seats.
Elsewhere, LPL recruits a $160M Edward Jones advisor in Alabama as William Blair opens a Dallas office with an ex-UBS wealth team
Looks like the LPL doubters were right all along.
Broker-dealers will soon share targeted returns under SEC-approved Rule 2210 changes, but one securities lawyer warns the regimes aren’t identical.
Elsewhere, Cetera picks up a $210 million Connecticut team from MML, while Wells Fargo FiNet adds a San Diego family practice from LPL.
South Carolina estate planning firm joins Osaic’s IBD network, citing succession planning tools and multigenerational growth resources.
Elsewhere, Wells Fargo Advisors adds a $400 million Morgan Stanley veteran in Naples as an ex-Cetera advisor goes independent with LPL.
The senior recruiter position at LPL Financial can lead to future success and industry leadership.
Osaic and LPL Financial routinely square off in recruiting advisors from other firms as well as from each other.
Ballast Rock Private Wealth has also brough on a veteran advisor focused on multigenerational planning for business owners and families.
Janney opens a Houston office with four advisors from Raymond James as Rockefeller deepens its Naples, Florida wealth management footprint.
