A dispute between James Barksdale and EIC, which provides separate account strategies, could have wider implications for how advisers tout their track records.
A passion for the work drives some financial advisers to stay on the job well past traditional retirement age.
The 67 deals announced in the first three months of the year mark the second busiest quarter on record, but the data points to less activity over the remainder of the year.
Financial advisers hoping to steer clients away from market volatility and economic chaos are finding comfort in less-liquid strategies.
With the Biden administration having let them down, the marijuana industry is now betting on a Republican takeover of Congress.
Adviser ranks are falling, but the bank reports 7,800 net new client relationships and a growing thirst for alternative investments.
Building a more diverse workforce solves multiple challenges currently facing the wealth management industry.
As commodity funds post double-digit gains this year, some advisers wonder if it's too late to join the party.
Keystone's team-based approach is described as having sealed the deal; the firm's 29 employees include advisers, attorneys and CPAs.
The 23-year-old management software company is moving its headquarters to Berwyn, Pennsylvania, while offering employees 'maximum flexibility.'
