AOSTERLAND

Displaying 242 results
WIREHOUSES FEB 19, 2013
Merrill settles with client associates for $12M

Dispute stems from overtime payments between 2010 - 2012; deal must be reviewed by court

RIA NEWS FEB 17, 2013
Breakaway brokers staying put in 2013

Improved financial markets and retention pay cited as reasons for keeping brokers at wirehouses

RIA NEWS FEB 13, 2013
HighTower back in the market with big Merrill team addition

After Q4 hiatus, firm adds Philly area team managing $650M in assets.

Gold standard? Why not a sand standard, Edelman asks
RIA NEWS FEB 12, 2013
Gold standard? Why not a sand standard, Edelman asks

Adviser bashes GOP plan to consider return to money backed by metal; others not hot on the idea, either

RIA NEWS FEB 05, 2013
Dually registered advisers getting extra mileage from hybrid model

Number of hybrid advisers growing at faster pace than other camps

RIA NEWS FEB 03, 2013
RIA acquisitions down in 2012

REGULATION AND LEGISLATION FEB 01, 2013
Texas Longhorn legend sold investors bum steer: Prosecutor

Kicker Russell Erxleben allegedly made false promises about WWI German bearer bonds and a Paul Gauguin painting

Urge to merge: Two RIAs plan to combine
RIA NEWS JAN 28, 2013
Urge to merge: Two RIAs plan to combine

Argent Financial, Highland Capital will have combined $4.3 billion in assets.

INDEPENDENT BROKER DEALERS JAN 20, 2013
A tough recruiting environment

MUTUAL FUNDS JAN 20, 2013
McNabb to FSOC: Forget funds