Ilana Kaufman is reported to have been hired as a portfolio manager.
The firm's trade-surveillance program has operated with certain deficiencies since at least 2019, according to the OCC.
Citadel, KKR & Co. and Blackstone Inc. are among the firms that have been talking about strategies to blunt SEC penalties related to the use of messaging apps.
A surplus had been expected but OPEC+ is set to make further cuts.
Several of the region's economies are facing higher prices again.
Traders are betting against volatility amid unusual circumstances.
Tuesday's strong session on Wall Street has left equities without clarity.
Janus Henderson expects another record-breaker in 2024.
But the market still saw $65 billion in sales last year.
The notes have rallied but strategist says high-yield is not attractive.