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RIA NEWS JUN 23, 2008
Study: Financial services firms are going green

In a move that likely will make environmentalist and actor Ed Begley Jr. proud, financial services firms are taking steps to make their offices green.

RIA NEWS JUN 23, 2008
Socially conscious investing blossoms with DOL's blessing

Ten years after the Department of Labor gave its blessing to socially conscious investments in defined contribution plans, the area finally has come of age.

MUTUAL FUNDS JUN 23, 2008
Donor fund inflows track volatile market

Economic uncertainty and market volatility are taking donor-advised funds on a roller coaster ride.

RIA NEWS JUN 23, 2008
Advisers mull bevy of election issues

It isn't just about taxes this time.

RIA NEWS JUN 23, 2008
In tough times, charitable giving sets record

Charitable giving in the United States reached a record $306.4 billion in 2007, the Giving USA Foundation reported.

RIA NEWS JUN 20, 2008
Pyramis names new president

Pyramis Global Advisors announced yesterday that Kevin C. Uebelein has been named president and chief executive.

REGULATION, LEGAL & COMPLIANCE JUN 20, 2008
Former UBS employee testifies against firm

A former UBS AG banker testified against the firm yesterday, claiming it participated in schemes to help hide $20 billion in assets and avoid income tax laws.

FINTECH JUN 20, 2008
Tech Bits

SightSpeed upgrades video conferencing system, the widget economy grows, and NYSE execution quality improves.

FIXED INCOME JUN 20, 2008
Bill would curtail separate muni ratings

Legislation that would require municipal bonds to be rated similarly to corporate bonds was introduced today in the House.

LIFE INSURANCE AND ANNUITIES JUN 20, 2008
AIG Advisor picks leader for B-Ds

Mark J. Schlafly will lead two broker-dealers, FSC Securities Corp. and Advantage Capital Corp., both of Atlanta.