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RIA NEWS MAR 07, 2008
Sanders Morris Harris Group

The Houston-based asset management firm’s earnings fell $596,000, after a net income of $2.6 million in the year-ago period.

LIFE INSURANCE AND ANNUITIES MAR 07, 2008
Cuomo presses insurers for payment info

The New York attorney general Andrew Cuomo is broadening his investigation into health insurers’ practices related to payments for out-of-network services.

ALTERNATIVES MAR 07, 2008
Hedge funds beat out struggling markets

The Hennessee Hedge Fund Index advanced 1.4% in February but remains down 1.2% for the first two months of the year.

RIA NEWS MAR 07, 2008
Jobs down, but so are unemployment claims

U.S. nonfarm payrolls shed 63,000 jobs in February — the second consecutive monthly decline.

RIA NEWS MAR 07, 2008
GunnAllen, Questar, Bluestein named in suit

An alleged Ponzi scheme ran for 12 years and defrauded 1,000 investors of $350 million.

OPINION MAR 07, 2008
Hunting for Health Insurance in Early Retirement No Easy Task

RIA NEWS MAR 07, 2008
Wary consumers glum on economy

The RBC CASH Index fell to a reading of 33.1 in March, marking the index's worst reading since January 2002.

FIXED INCOME MAR 07, 2008
Regional bond dealers band together

Turmoil in the bond market was a factor in the formation of the Regional Bond Dealers Association, based in Alexandria, Va.

REGULATION, LEGAL & COMPLIANCE MAR 06, 2008
Sen. Dole: SarbOx a burden for banks

Republicans plan to introduce a bill that would make compliance with some provisions of Sarbanes-Oxley voluntary for banks.

RIA NEWS MAR 06, 2008
Proposal could ease broker job moves

Modifications to SEC's privacy regulations would allow departing brokers to take customer contact information with them.