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RIA NEWS FEB 08, 2008
Consumer confidence plummets

Survey shows consumers are worried about jobs, investments.

RIA NEWS FEB 08, 2008
TD Ameritrade’s Bradley wins award

Texas Tech University's financial planning department to honor J. Thomas Bradley Jr. as “Visionary of the Year.”

RIA NEWS FEB 07, 2008
Fiserv

Net income for the quarter was down 1% at $96,655 from the $105,946 reported in the year-ago period.

FIXED INCOME FEB 07, 2008
Financial honchos weigh in on muni bonds

Regulators flooded Rep. Paul E. Kanjorski, D-Pa., with their and assessments of the ongoing municipal bond insurer debacle.

PRACTICE MANAGEMENT FEB 07, 2008
Recruiting, keeping advisers is top priority

As demand for advisers increases, firms need to project recruitment strategies out to 2012, said Rebecca Pomering of Moss Adams.

REGULATION, LEGAL & COMPLIANCE FEB 07, 2008
FINRA contests arbitration study findings

A survey finding that arbitration customers do not believe the process is fair was “inconsistent,” FINRA said.

LIFE INSURANCE AND ANNUITIES FEB 07, 2008
Hancock forms tax and estate-planning team

John Hancock Financial's team will act as a resource for financial planners and advisers on tax and estate planning issues.

ALTERNATIVES FEB 07, 2008
Hedges drop, but beat out other indicators

The Hennessee Hedge Fund Index declined 2.8% in January after finishing 2007 up 11.64%.

LIFE INSURANCE AND ANNUITIES FEB 07, 2008
Prudential, MetLife & Willis

Prudential's fourth-quarter net income fell to $792 million, or $1.75 per share, from $893 million.

REGULATION, LEGAL & COMPLIANCE FEB 06, 2008
Arbitration participants cry foul, survey says

Most participants did not believe that the process was fair to all parties and were not satisfied with the outcome.