Practice Management

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Independent Financial Group taps industry veteran Keefe as new president, COO
YOUR PRACTICE BROKER DEALERS APR 25, 2025
Independent Financial Group taps industry veteran Keefe as new president, COO

IFG works with 550 producing advisors and generates about $325 million in annual revenue, said Dave Fischer, the company's co-founder and chief marketing officer.

By Bruce Kelly
How are tech-boosted advisors spending their "time tax refund"?
YOUR PRACTICE PRACTICE MANAGEMENT APR 23, 2025
How are tech-boosted advisors spending their "time tax refund"?

Two C-level leaders reveal the new time-saving tools they've implemented and what advisors are doing with their newly freed-up hours.

By Leo Almazora
CFP Board, CFA Institute unveil latest exam results
YOUR PRACTICE PRACTICE MANAGEMENT APR 22, 2025
CFP Board, CFA Institute unveil latest exam results

A record number of aspirants sat for the March CFP exam, while CFA pass rates edged lower as the February test introduced new specialized pathways.

By Leo Almazora
Advisors discuss the best ways to grow AUM during an economic downturn
YOUR PRACTICE EQUITIES APR 21, 2025
Advisors discuss the best ways to grow AUM during an economic downturn

A new study shows recessions to be a ripe time to prospect for new clients. Advisors highlight the best ways to add AUM when the economy slows.

By Gregg Greenberg
Getting up to speed on AI
YOUR PRACTICE PRACTICE MANAGEMENT APR 21, 2025
Getting up to speed on AI

Financial advisors are educating themselves on the potential uses of AI. Here's how they are approaching what could very well be a game-changing technology.

By Gregg Greenberg
Why recession could spell opportunity for growth-centered advisors
YOUR PRACTICE PRACTICE MANAGEMENT APR 21, 2025
Why recession could spell opportunity for growth-centered advisors

Research reveals economic downturns ranks high among factors spurring new advisor searches, alongside life events like inheritance and retirement.

By Leo Almazora
What do RIAs make of BlackRock's private-market model portfolios?
YOUR PRACTICE RIAS APR 16, 2025
What do RIAs make of BlackRock's private-market model portfolios?

While they might not make it into advisors' toolkits anytime soon, the new offerings could be a good onramp for retail clients to merge into the private investment superhighway.

By Leo Almazora
From Ivy League to 'state U': Are investors rethinking 529 strategies amid political pressure?
YOUR PRACTICE PRACTICE MANAGEMENT APR 15, 2025
From Ivy League to 'state U': Are investors rethinking 529 strategies amid political pressure?

Harvard defies the White House. Trump freezes billions. Advisors tell families: keep saving.

By Chris Davis
How advisors are turning to tech amid broader tariff tantrums
YOUR PRACTICE RIAS APR 14, 2025
How advisors are turning to tech amid broader tariff tantrums

From stress tests to portfolio rebalancing and tax optimization, tech-supported advisors are helping clients keep calm and carry on through gloomy markets.

By Leo Almazora
Return of capital beats return on capital
YOUR PRACTICE PRACTICE MANAGEMENT APR 14, 2025
Return of capital beats return on capital

As the new White House administration impacts the market, Richard Saperstein believes liquidity management is critical.

By Chris Davis
Breaking the boys' club
YOUR PRACTICE PRACTICE MANAGEMENT APR 14, 2025
Breaking the boys' club

'My clients are very accomplished – but they're also very intimidated by the financial world.'

By Chris Davis
Advisory firms confront crossroads amid historic wealth transfer
YOUR PRACTICE PRACTICE MANAGEMENT APR 14, 2025
Advisory firms confront crossroads amid historic wealth transfer

As inheritances are set to reshape client portfolios and next-gen heirs demand digital-first experiences, firms are retooling their wealth tech stacks and succession models in real time.

By Manal Ali
What non-compete and non-solicit lawsuits mean for RIAs
YOUR PRACTICE RIAS APR 09, 2025
What non-compete and non-solicit lawsuits mean for RIAs

Restrictive covenants and acrimonious litigation between firms and their former advisors undermines trust in the industry, argues CEO.

By Leo Almazora
Celebrating Financial Literacy Month despite the market's meltdown
YOUR PRACTICE PRACTICE MANAGEMENT APR 08, 2025
Celebrating Financial Literacy Month despite the market's meltdown

April remains Financial Literacy Month no matter the correction in stocks. Advisors discuss how financial education is vital, especially in preparation for times like these.

By Gregg Greenberg
Financial advisors soothing frayed client nerves as fear index rises
YOUR PRACTICE EQUITIES APR 07, 2025
Financial advisors soothing frayed client nerves as fear index rises

Wealth managers are fielding a surging number of calls, texts and emails from anxious clients. Here's how they are responding.

By Gregg Greenberg
Is tech innovation the missing link to financial planning for advisors?
YOUR PRACTICE FINTECH APR 04, 2025
Is tech innovation the missing link to financial planning for advisors?

As holistic planning becomes table stakes, research reveals how the rising influence of AI and having a digital orientation can help wealth firms get ahead.

By Leo Almazora
Star advisors describe their rises from modest means
YOUR PRACTICE PRACTICE MANAGEMENT APR 03, 2025
Star advisors describe their rises from modest means

Financial advisors that rose from humble upbringings to run successful wealth management firms recount their stories.

By Gregg Greenberg
Wells Fargo plucks top recruiter from LPL
YOUR PRACTICE BROKER DEALERS APR 02, 2025
Wells Fargo plucks top recruiter from LPL

Farhad Firoozi is the latest in a long line of senior executives Wells Fargo Advisors has hired from rivals.

By Bruce Kelly
What's keeping RIAs up at night? Ask the custodians they work with
YOUR PRACTICE PRACTICE MANAGEMENT APR 02, 2025
What's keeping RIAs up at night? Ask the custodians they work with

Shifting regulations, higher client expectations, and navigating growth challenges are just some of the issues confronting independent advisors.

By Leo Almazora
Happy Financial Literacy Month! Advisors offer lessons on the value of a financial education
YOUR PRACTICE PRACTICE MANAGEMENT APR 01, 2025
Happy Financial Literacy Month! Advisors offer lessons on the value of a financial education

InvestmentNews checks in with some of our favorite wealth managers for firsthand lessons on the benefits of a financial education.

By Gregg Greenberg