Bloomberg

Bloomberg
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RIA NEWS OCT 29, 2007
Specialized practices bloom at juncture of past, future careers

After 11 years as an emergency room physician, Carolyn McClanahan saw her career change course.

INDEPENDENT BROKER DEALERS OCT 29, 2007
Ladenburg acquires indie firm Investacorp

Ladenburg Thalmann Financial Services Inc.'s acquisition last week of Investacorp Inc., could position the latter to be more active in recruiting representatives and financial advisers, as well as potentially buying smaller firms.

ETFS OCT 29, 2007
Most investors can't distinguish ETFs from mutual funds

Exchange traded funds are becoming a must-have for individual investors, but few of them know exactly what they are, how they work or what makes them different from their mutual fund cousins, advisers observed.

RIA NEWS OCT 29, 2007
It may be time to give some financial stocks a second look

It would seem that after the latest sell-off, financial services stocks would be a screaming "buy" for most investors.

MUTUAL FUNDS OCT 29, 2007
More funds with managed payouts coming

More mutual funds are being developed that offer managed payouts designed to give investors a steady stream of income.

MUTUAL FUNDS OCT 29, 2007
Expenses are a high priority for 401(k) investors

While 401(k) investors' choices of mutual funds vary widely, one element of concern seems to be constant: cost.

MUTUAL FUNDS OCT 29, 2007
FSI defends 12(b)-1s on 'Capitol Hill Day'

Members of the Financial Services Institute Inc. met with members of Congress and their staffs on Capitol Hill Oct. 10, in a push to retain in their current form 12(b)-1 fees, which the advisers say are crucial to their work with smaller clients.

MUTUAL FUNDS OCT 29, 2007
Investors aren't exactly wild about Harry

Investors continue to bail as Harry W. Lange celebrates his two-year anniversary as the manager of the Fidelity Magellan Fund on Wednesday, although it's clear that the fund's performance is on the mend.

MUTUAL FUNDS OCT 29, 2007
Maintaining fixed short position may be a mistake in 130/30s

Quantitative investment strategies that maintain consistent long and short exposures, commonly known as 130/30s, are hot.

RETIREMENT PLANNING OCT 29, 2007
Few women confident about retirement prospects

Just 23% of women in a recently released survey said that they were confident in their ability to retire with a lifestyle that they considered comfortable.