The clearing firm's B-Ds will provide consolidated performance reporting across all accounts.
In this newly created role, Gregg Mahalich will oversee Jackson’s wholesale efforts among regional firms.
Guy Carpenter and Co. is accused of conspiring with reinsurers to fix prices and eliminate competition.
Financial advisers are resisting using annuities designed for 401(k) plans which are created by insurance firms.
ING Investment Management Americas will purchase wind energy credits for its domestic operations equal to all of its electricity needs in the hopes of becoming carbon neutral by the end of the year.
More than two years after the launch of the first variable annuity based on exchange traded funds, VA providers and financial advisers are still ap-proaching the product with caution.
Under regulations governing the securities industry, it's not enough for firms merely to archive e-mails; they must be able to furnish them to regulators “promptly.”
The Financial Industry Regulatory Authority is developing for mortgage brokers a national database similar to the Central Registration Depository.
The debate over issues related to the broker-dealer exemption rule continues.
With the launch of the first-ever life cycle exchange traded funds, TDAX Funds Inc. plans to muscle in on the fast-growing life cycle mutual fund market.
