Bloomberg

Bloomberg
Displaying 13045 results
LIFE INSURANCE AND ANNUITIES JUL 06, 2007
Wuffli out, Rohner in at UBS

UBS picked deputy group CEO Marcel Rohner to helm the company, replacing Peter A. Wuffli.

WIREHOUSES JUL 06, 2007
Goldman gets poison-pen letters

The FBI is analyzing death threats against Goldman Sachs, according to published reports.

INDEPENDENT BROKER DEALERS JUL 05, 2007
Brookstreet reps may be Wedbush-bound

Wedbush Morgan may land 100-plus reps from Brookstreet now that the son's founder has signed on with the firm.

RIA NEWS JUL 05, 2007
MassMutual unit appoints CIO

Baring Asset Management announced that Marino Valensise will assume the role of chief investment officer by the year's end.

LIFE INSURANCE AND ANNUITIES JUL 05, 2007
Assurant execs put on notice

A specialty insurer said that two of its employees received Wells notices from the SEC's division of enforcement.

RETIREMENT PLANNING JUL 05, 2007
End pensions for congressional felons

FINTECH JUL 05, 2007
More fund companies to offer 130/30s

ALTERNATIVES JUL 03, 2007
Bear Stearns to increase risk controls

Following hedge fund problems, asset management risk control will report to parent's risk czar.

ETFS JUL 02, 2007
AMEX lists five new Ameristock ETFs

Ameristock Corp. today announced the launch of trading in five new U.S. Treasury exchange traded funds on the American Stock Exchange today.

RIA NEWS JUL 02, 2007
BofA completes acquisition of U.S. Trust

Bank of America Corp. said it has completed its $3.3 billion purchase of U.S. Trust Corp. from Charles Schwab Corp.