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LIFE INSURANCE AND ANNUITIES JUN 26, 2007
Dutch top court may lean to Barclays

An adviser to the Dutch high court said ABN Amro can sell LaSalle without shareholder approval.

LIFE INSURANCE AND ANNUITIES JUN 26, 2007
New York Life names new president

New York Life Insurance Co. said on today that its COO, Theodore Mathas, would add president to his title as of July 1.

LIFE INSURANCE AND ANNUITIES JUN 26, 2007
Hancock pays $21.2M to settle inquiry

John Hancock will pay $21.2 million to settle an investigation of the firm's failure to disclose revenue sharing schemes.

INDEPENDENT BROKER DEALERS JUN 26, 2007
KKR said to seek B-D license

Looking toward an initial public offering, Kohlberg Kravis Roberts is seeking a securities broker-dealer license, TheDeal.com said.

LIFE INSURANCE AND ANNUITIES JUN 26, 2007
AXA names VP of funds group

AXA Equitable Life Insurance Co. has named Kenneth T. Kozlowski vice president of its Funds Management group.

WIREHOUSES JUN 25, 2007
Wachovia retention deals may not keep brokers

Wachovia Securities LLC may face challenges in retaining all the brokers it wants to, in the wake of its announced merger with A.G. Edwards Inc. of St. Louis.

ETFS JUN 25, 2007
Claymore debuts Sudan-linked ETF

Claymore Securities today announced the launch of Claymore/KLD Sudan Free Large-Cap Core ETF on the /MEX.

ALTERNATIVES JUN 25, 2007
GLG hedge fund to go public in U.S.

A London hedge fund manager will go public by merging with New York's Freedom Acquisition Holdings.

ALTERNATIVES JUN 25, 2007
Amaranth blurred holdings, says Senate

Amaranth Advisors used a loophole to cloud the extend of its massive gas holdings, according to a Senate report.

ETFS JUN 25, 2007
PowerShares unveils ETFs

PowerShares today launched four exchange traded funds based on the FTSE RAFI indexes.