IRVINE, Calif. — NASD and the New York Stock Exchange this month released long-awaited guidance to brokerage firms on how to supervise electronic communications.
Bear Stearns will chip in up to $3.2 billion to help one of its struggling hedge funds
Hedge fund and private-equity fund managers would pay higher taxes under a bill introduced today.
The Online 401(k) announced today it is partnering with Expedition Payroll, which will allow the company to offer its clients more comprehensive payroll systems.
Scott Brooks has jumped from Brookstreet to Wedbush Morgan and has asked Brookstreet's reps to join him.
State Street Global Advisors said that its SPDR Standard & Poor's BRIC 40 ETF will begin trading on the American Stock Exchange today.
Hedge fund Ritchie Capital has filed for bankruptcy for two of its life insurance units that lost $700 million in policies.
Maurice R. Greenberg has sued current and former AIG directors and management, as well as PricewaterhouseCoopers.
A.G. Edwards today reported first-quarter gains in net revenue and earnings, buoyed by gains in client assets and fee-based accounts.
Brookstreet Securities told its 500 or so affiliated reps and advisers that "disaster" had struck.
