Two hedge funds have sent a second letter to TD Ameritrade, challenging the company’s refusal to merge.
One of AIG's subprime units settled with the Office of Thrift Supervision over inappropriate loans to some borrowers and excessive fees.
Wachovia Corp. is putting the finishing touches on its retention package for brokers with A.G. Edwards.
The Hedge Fund Research composite index increased 2.43% in May and is up 7.19% on the year.
A Massachusetts man and his company have been charged with operating as an unregistered broker-dealer and soliciting investors for companies he represented.
Citigroup Inc. agreed to pay $15.2 million to settle claims with NASD that its brokers misled employees of BellSouth Corp.
Hennion & Walsh today introduced three fund-of-ETFs mutual funds based on indexes created by Lipper Inc.
American Funds' offerings led the international category in the first quarter, says Cerulli Associates.
Morgan Stanley’s board of directors has approved the spin-off of Discover Financial Services.
MetLife Inc.'s Investors Group has promoted Elizabeth M. Forget to senior vice president, the insurer said today.
