Woodbury Financial Services, a top twenty independent-contractor broker-dealer, has promoted Walter White to president of the firm.
Cantor Fitzgerald of New York is entering the alternative asset management arena.
UBS has been accused of "dishonest and unethical" practices in dealings with hedge fund advisers.
Limiting deductions for state and local taxes could pay for reforming the alternative minimum tax.
Hedge fund management company Simpson Capital, its owner and head trader have been sued by the SEC.
Bear Stearns has selected Thomas Marano, head of its mortgage unit, to help save one of its troubled hedge funds, published reports said.
The EEOC has sued Merrill Lynch on behalf of an Iranian national who alleges that the bank discriminated against him.
National Penn Bancshares will acquire Christiana Bank & Trust Co. for about $56.5 million in stock and cash.
GLG Partners of London has agreed to pay more than $3.2 million to settle charges of illegal short-selling.
The head of SAC Capital has gotten a nice price on his new home in the Hamptons, according to published reports.
