Bloomberg

Bloomberg
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ETFS MAY 07, 2007
Active ETFs likely to receive a European tryout

LONDON — The first active exchange traded funds might be introduced in the United States within the next three to six months, according to sources close to negotiations between the Securities and Exchange Commission and Bear Stearns Asset Management Inc. of New York.

RIA NEWS MAY 07, 2007
As big Canadian listings slip, TSX turns to U.S.

OTTAWA — Richard Nesbitt, chief executive of TSX Group Inc., is touring 10 U.S. cities to try to drum up new listings for the Toronto Stock Exchange.

REGULATION AND LEGISLATION MAY 07, 2007
Battle lines drawn on appeal of broker ruling

NEW YORK — As the May 14 deadline looms for the Securities and Exchange Commission to appeal the overturning of the broker-dealer exemption rule, supporters and opponents of the rule have been busy making their case in the court of public opinion.

RIA NEWS MAY 07, 2007
Disputing the superiority of fundamental indexing

BOSTON — Fundamental indexing — touted as a “better mousetrap” alternative to capital-weighted market indexes — won’t necessarily catch more mice, according to Harvard professor Andre Perold.

OPINION MAY 07, 2007
You can’t afford to turn a blind eye to client/fiduciary

No matter how you are registered and regulated, you can’t afford to turn a blind eye to the breaches of your clients who are fiduciaries — investment committees of retirement plans, foundations and endowments, and trustees of personal trusts.

RETIREMENT PLANNING MAY 04, 2007
Women’s retirement bill introduced

The Women’s Retirement Security Act of 2007 was introduced in the Senate yesterday In an effort to help women save for retirement.

INDEPENDENT BROKER DEALERS MAY 04, 2007
Bradley keen on post B-D rule era

The end of the broker-dealer exemption rule will create a great opportunity for registered investment advisers to build out their firms, said J. Thomas Bradley, president of TD Ameritrade Institutional, speaking in Chicago today.

ETFS MAY 04, 2007
ETFs track FTSE NAREIT indexes

Barclays Global Investors of San Francisco announced today that five iShares exchange traded funds designed to track the FTSE NAREIT Indexes began trading today.

WIREHOUSES MAY 03, 2007
Lehman appoints first head based in London

New York-based Lehman Brothers has appointed Roger Nagioff as global head of fixed income, based in London, according to published reports.

WIREHOUSES MAY 03, 2007
Wachovia to bow retirement income account

Wachovia Securities LLC is launching a pilot version of a retirement income management account, Robert Vorlop, director of investment products, told attendees of the Money Management Institute's annual meeting in Washington.