High Note Wealth in Minnetonka, Minn., will custody at Schwab, use Dynasty platform.
Plan advisers who can't articulate their value to sponsors will be at a competitive disadvantage.
Addepar says assets linked to its technology are growing at an average of $10 billion a week.
Agency obtains temporary restraining order against Neil Burkholz and Frank Bianco.
Biggest win is trio who managed $676 million at Merrill Lynch
Frederick Randhahn fined $5,000 and must disgorge $33,168 in commissions.
The SEC plans to approve active nontransparent ETFs from T. Rowe Price, Natixis, Fidelity and Blue Tractor
Ads featuring the firm's female employees were part of a campaign to counter negative coverage of the company.
Jump in new trading accounts in October brings the company's total brokerage accounts to 12.2 million.
Kestra's acquisition unit adds Minneapolis RIA.
