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Galvin says retirees led astray with investment in gold and silver coins
RIA NEWS DEC 03, 2019
Galvin says retirees led astray with investment in gold and silver coins

Regulator charges firm with persuading six investors to liquidate retirement accounts to buy precious metals.

Millennium Trust Co. announces expansion
RIA NEWS DEC 03, 2019
Millennium Trust Co. announces expansion

Acquires Liberty Trust Company, custodian for specialized Individual Retirement Accounts.

Warren wealth tax could be stymied by constitutional challenge
RIA NEWS DEC 03, 2019
Warren wealth tax could be stymied by constitutional challenge

How Democrats could get a wealth tax past the U.S. Supreme Court.

UBS joins Credit Suisse in focus on lowest ranks of wealthy
RIA NEWS DEC 02, 2019
UBS joins Credit Suisse in focus on lowest ranks of wealthy

Clients in Switzerland with between $500,000 and $5 million in assets will fall under a new coverage model that uses more tech, fewer human interactions, according to a memo

Volatility futures may be subdued because of all the volatility ETPs
RIA NEWS DEC 02, 2019
Volatility futures may be subdued because of all the volatility ETPs

Cboe Volatility Index futures have been quiet recently as U.S. stocks reached new highs.

Wall Street's top S&P 500 bull is less upbeat about 2020
RIA NEWS DEC 02, 2019
Wall Street's top S&P 500 bull is less upbeat about 2020

Deutsche Bank's chief global strategist sees the benchmark ending 2020 at the same level he's predicting for the end of this year.

Muni market's new way around Trump ban
RIA NEWS NOV 27, 2019
Muni market's new way around Trump ban

States and cities are using maneuver to get around provision to 2017 tax-cut law.

Small caps may turn mighty, strategists say
RIA NEWS NOV 27, 2019
Small caps may turn mighty, strategists say

Improving economic data and bullish technical signals could give a boost to shares.

Robinhood withdraws its application to become a bank
RIA NEWS NOV 27, 2019
Robinhood withdraws its application to become a bank

Startup was in regulators' cross-hairs after its failed launch of a checking and savings product late last year.

Watch out for the New Year IRA rollover tax trap
RIA NEWS NOV 26, 2019
Watch out for the New Year IRA rollover tax trap

Sixty days before year-end is the rollover danger zone!