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Bloomberg
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Jeffrey Epstein transferred $578 million to trust days before suicide
RIA NEWS AUG 20, 2019
Jeffrey Epstein transferred $578 million to trust days before suicide

Bewildered 11th-hour executor says he has 'no intent' to serve for the Estate

Finra fines former Morgan Stanley rep for impersonating a client
MUTUAL FUNDS AUG 20, 2019
Finra fines former Morgan Stanley rep for impersonating a client

To transfer retirement funds, John Tillotson faked identity in call to mutual fund company.

Why Pimco fixed-income fund fell as long bonds rallied
MUTUAL FUNDS AUG 19, 2019
Why Pimco fixed-income fund fell as long bonds rallied

Fund's performance reflects its duration and its holdings of mortgage-backed securities.

Stock volatility spurs worst run of ETF withdrawals in six months
EQUITIES AUG 19, 2019
Stock volatility spurs worst run of ETF withdrawals in six months

Almost $18 billion exited U.S.-listed equity ETFs over the past three weeks.

IRS sends second round of warnings to crypto investors
ALTERNATIVES AUG 16, 2019
IRS sends second round of warnings to crypto investors

Latest batch of letters signal that the agency is increasing its focus on cryptocurrency tax compliance.

Investing tips from the wealthiest family on earth
RETIREMENT PLANNING AUG 16, 2019
Investing tips from the wealthiest family on earth

Internal Revenue Service filings detail the investments of 21 trusts set up by the estates of Sam Walton, his widow Helen and son John.

Warning about insurance reserves at GE is relevant to all U.S. life insurers
RETIREMENT PLANNING AUG 16, 2019
Warning about insurance reserves at GE is relevant to all U.S. life insurers

Markopolos cited the effect of new standards for how companies account for long-term care policies.

Bitcoin clobbered in market sell-off
ALTERNATIVES AUG 15, 2019
Bitcoin clobbered in market sell-off

Its recent performance debunks the talk of cryptocurrencies serving as a safe haven.

Atlanta firm alerts authorities about big loss on 'unauthorized' trades
REGULATION, LEGAL & COMPLIANCE AUG 15, 2019
Atlanta firm alerts authorities about big loss on 'unauthorized' trades

IFS Securities says it fired the senior executive responsible for the money-losing transactions.

Finra fines, suspends ex-Cetera broker for Woodbridge-related transactions
RIA NEWS AUG 15, 2019
Finra fines, suspends ex-Cetera broker for Woodbridge-related transactions

Roger Owens agrees to $10,000 fine and to return almost $60,000 in commissions.