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Warren's wealth tax could create compliance challenges
ADVISOR NEWS REGULATION AND LEGISLATION SEP 19, 2019
Warren's wealth tax could create compliance challenges

Economists determining how much someone is worth could lead to contentious standoffs between taxpayers and the IRS.

Proposal for Bitcoin ETF withdrawn by Cboe, VanEck SolidX
ADVISOR NEWS FINTECH SEP 18, 2019
Proposal for Bitcoin ETF withdrawn by Cboe, VanEck SolidX

The investment vehicle would only have been available to institutional investors

UBS 'raid' of Credit Suisse in U.S. prompts $9 million slap
RIAS PRACTICE MANAGEMENT SEP 18, 2019
UBS 'raid' of Credit Suisse in U.S. prompts $9 million slap

Arbitration panel rules UBS did raid Credit Suisse employees.

Rockefeller Capital buys wealth firm for Silicon Valley rich
RIAS RIA NEWS SEP 18, 2019
Rockefeller Capital buys wealth firm for Silicon Valley rich

Rockefeller Capital makes first multifamily office acquisition on the West Coast.

Goldman uses JPMorgan's own tactics against it in ETF battle
INVESTING ETFS SEP 17, 2019
Goldman uses JPMorgan's own tactics against it in ETF battle

Its acquisition of United Capital could play into Goldman's "bring-your-own-assets" strategy to build its ETF business

The simple strategy boosting Bill Gates's fortune
RIAS RIA NEWS SEP 17, 2019
The simple strategy boosting Bill Gates's fortune

The Microsoft founder, whose wealth totals $106 billion, has $60 billion of his assets in equities.

BlackRock, Vanguard accused of opposing shareholder efforts on climate
INVESTING MUTUAL FUNDS SEP 17, 2019
BlackRock, Vanguard accused of opposing shareholder efforts on climate

The two asset managers voted against at least 16 climate-related shareholder proposals on which their vote in favor would have given the measures majority support

Don't just sell to the highest bidder
RIAS RIA NEWS SEP 17, 2019
Don't just sell to the highest bidder

The decision should also take into account what the sale will mean for your clients, your employees and yourself.

Wall Street pay is slipping
RIAS PRACTICE MANAGEMENT SEP 16, 2019
Wall Street pay is slipping

Goldman has seen the steepest decline in per-employee compensation since 2007 among the big banks, followed by Credit Suisse.

Oil prices see big jump after Saudi Arabia strike
RIAS RIA NEWS SEP 16, 2019
Oil prices see big jump after Saudi Arabia strike

The attacks highlight the vulnerability of the world's biggest exporter of crude oil.