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Ex-Woodbridge Group CEO Robert Shapiro pleads guilty in $1.3 billion Ponzi scheme
RIAS RIA NEWS AUG 08, 2019
Ex-Woodbridge Group CEO Robert Shapiro pleads guilty in $1.3 billion Ponzi scheme

Faces 25 years in prison for running fraud that affected more than 7,000 investors.

Employer assistance with student loan debt huge lure for millennials
RIAS RIA NEWS AUG 07, 2019
Employer assistance with student loan debt huge lure for millennials

Recent survey shows 8% of U.S. employers in 2019 offer contribution plans to staff.

OSJ managing $230 million switches to Kestra from Cambridge
RIAS RIA NEWS AUG 06, 2019
OSJ managing $230 million switches to Kestra from Cambridge

Alpha Wealth Advisors of Glen Allen, Va., will use Kestra's B-D and RIA

Stock market claws back from China blow
ADVISOR NEWS REGULATION AND LEGISLATION AUG 06, 2019
Stock market claws back from China blow

Latest on the Dow and S&P, along with key events to watch out for this week

Wall Street reactions to China trade escalation marked by fear, uncertainty
RIAS RIA NEWS AUG 05, 2019
Wall Street reactions to China trade escalation marked by fear, uncertainty

'A deeper wound in the global economy that the market is suffering right now,' says one investor.

Recession indicator pushed to highest alert since 2007
ADVISOR NEWS REGULATION AND LEGISLATION AUG 05, 2019
Recession indicator pushed to highest alert since 2007

The move follows reports that China is responding to U.S. president's threat of more tariffs.

Is a recession coming? Yield curve signals loudest warning since 2007
INVESTING EQUITIES AUG 05, 2019
Is a recession coming? Yield curve signals loudest warning since 2007

Rates on 10-year notes sank like a stone Monday, erasing the surge that followed President Donald J. Trump's 2016 election.

Markets plunge as trade war escalates
INVESTING EQUITIES AUG 05, 2019
Markets plunge as trade war escalates

Losses in the Dow surpassed 700 points Monday.

Franklin Templeton to build asset-class agnostic ETF
INVESTING ETFS AUG 02, 2019
Franklin Templeton to build asset-class agnostic ETF

Fund will use quantitative models to select investments from different asset classes.

ETF trading spikes to 2019 highs as Trump, Fed rattle stocks
INVESTING EQUITIES AUG 02, 2019
ETF trading spikes to 2019 highs as Trump, Fed rattle stocks

More than $42 billion worth of trading occurred in the SPDR S&P 500 ETF Thursday.